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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

12,831 firms manage $34.5 trillionno broker-dealer ties

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3557
    Lancaster Investment Management LLPLondon, United Kingdom · 4 clientsPrivate fund adviser
    No custodian reported
    $2.1B
  2. 3558
    Albion RiverRockville, MD · 2 clientsPrivate fund adviser
    No custodian reported
    $2.1B
  3. 3559
    Cahaba Wealth Management, Inc.Atlanta, GA · 892 clientsWealth manager
    Fidelity Distributors Company 100%
    $2.1B
  4. 3560
    EW Healthcare PartnersThe Woodlands, TX · 19 clientsPrivate fund adviser
    No custodian reported
    $2.1B
  5. 3562
    Flat Footed LLCWilson, WY · 9 clientsPrivate fund adviser
    No custodian reported
    $2.1B
  6. 3564
    Beese Fulmer Private Wealth ManagementCanton, OH · 843 clientsWealth manager
    Schwab 88%
    $2.1B
  7. 3565
    Southfield Capital LPGreenwich, CT · 8 clientsPrivate fund adviser
    No custodian reported
    $2.1B
  8. 3566
    Pleasant Lake Partners LLCRincon, PR · 11 clientsPrivate fund adviser
    No custodian reported
    $2.1B
  9. 3567
    Quent Capital, LLCNew York, NY · 384 clientsWealth manager
    Pershing 54%Fidelity 40%
    $2.1B
  10. 3569
    Clear Harbor Asset Management, LLCStamford, CT · 820 clientsWealth manager
    Pershing 73%Schwab 27%
    $2.1B
  11. 3570
    Applied Finance Advisors, LLCSan Antonio, TX · 2 clientsAsset manager
    No custodian reported
    $2.1B
  12. 3571
    Warwick Investment Group, LLCOklahoma City, OK · 5 clientsPrivate fund adviser
    No custodian reported
    $2.1B
  13. 3572
    D/b/a the Davis Companies OR DavisBoston, MA · 21 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  14. 3573
    Natural Investments1,277 clientsWealth manager
    Schwab 100%
    $2.0B
  15. 3574
    Sawgrass Asset Management LLCPonte Vedra Beach, FL · 116 clientsAsset manager
    BNY 28%Schwab 27%Salem Trust A DIV of Argent Inst. Trust 23%Northern Trust 22%
    $2.0B
  16. 3578
    Adviceone Advisory Services, LLCGlastonbury, CT · 1,449 clientsWealth manager
    Schwab 86%
    $2.0B
  17. 3579
    PCM Encore, LLCAspen, CO · 176 clientsWealth manager
    Morgan Stanley 100%
    $2.0B
  18. 3580
    Cresta Fund Management LLCDallas, TX · 22 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  19. 3581
    Doyenne Wealth AdvisorsChicago, IL · 132 clientsWealth manager
    Schwab 100%
    $2.0B
  20. 3582
    Volatility Shares LLCPalm Beach Gardens, FL · 9 clientsAsset manager
    No custodian reported
    $2.0B
  21. 3583
    Minot Deblois Advisors LLCBoston, MA · 203 clientsWealth manager
    Fifth Third Bank 93%
    $2.0B
  22. 3584
    Blue Road Management, L.P.New York, NY · 10 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  23. 3586
    Clearview Capital, L.P.Stamford, CT · 9 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  24. 3587
    L Squared Capital PartnersNewport Beach, CA · 6 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  25. 3589
    Point Break Capital Management LLCMiami, FL · 1 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  26. 3590
    Operose Advisors LLCMilwaukee, WI · 511 clientsWealth manager
    Schwab 100%
    $2.0B
  27. 3591
    Atwood & Palmer, Inc.Kansas City, MO · 525 clientsWealth manager
    Fidelity 100%
    $2.0B
  28. 3592
    Bristol Group IncSan Francisco, CA · 20 clientsAsset manager
    No custodian reported
    $2.0B
  29. 3594
    Resmark Equity Partners, LLCLos Angeles, CA · 18 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  30. 3596
    Capwealth Advisors, LLCFranklin, TN · 1,429 clientsWealth manager
    Schwab 100%
    $2.0B
  31. 3597
    Alpen Partners International AGFreienbach, Switzerland · 738 clientsWealth manager
    Bank Julius Baer & Co LTD 50%Banque Pictet & CIE S.A. 36%
    $2.0B
  32. 3599
    Althum Advisors LLCMiami, FL · 84 clientsAsset manager
    J.P. Morgan 73%UBS 27%
    $2.0B
  33. 3600
    Keebeck Wealth ManagementChicago, IL · 150 clientsWealth manager
    Pershing 53%Schwab 47%
    $2.0B
  34. 3601
    Halyard Asset Management LLCWhite Plains, NY · 23 clientsPrivate fund adviser
    Principal Securities 69%Pershing 31%
    $2.0B
  35. 3602
    Avity Investment Management Inc.Greenwich, CT · 303 clientsWealth manager
    Schwab 100%
    $2.0B
  36. 3603
    Punch & Associates Investment Management, Inc.Edina, MN · 562 clientsWealth manager
    Fidelity 100%
    $2.0B
  37. 3604
    Fairview CapitalGreenbrae, CA · 241 clientsWealth manager
    Schwab 85%
    $2.0B
  38. 3605
    Nipun Capital, L.P.Foster City, CA · 13 clientsPrivate fund adviser
    J.P. Morgan 71%State Street 29%
    $2.0B
  39. 3606
    FrontenacChicago, IL · 10 clientsPrivate fund adviser
    No custodian reported
    $2.0B
  40. 3607
    Cherry Creek Family OfficesDenver, CO · 26 clientsWealth manager
    Schwab 100%
    $2.0B

RIAs by state