Wealth manager, independent · Greenbrae, CA
Fairview Capital
Fairview Capital Investment Management, LLC · SEC-registered investment adviser · CRD 108102 · SEC 801-55385
At a glance
Fairview Capital is an SEC-registered investment adviser based in Greenbrae, California, with $2.0B in regulatory assets under management as of its Form ADV filed March 31, 2026. It reports 241 individual clients, 241 of them high-net-worth, holding an average of about $7.2 million each, and 17 employees. That ranks it 549th among the nation’s 5,657 independent wealth management RIAs and 67th of 714 in California. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Northern Trust.
Main office 415-464-4640fairviewcap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.0B
- Rank among independent wealth managers
- #549 of 5,657
- Rank among all SEC RIAs
- #3,604 of 17,210
- Rank in California
- #67 of 714
- Individual clients
- 241
- High-net-worth clients
- 241
- Accounts
- 730
- Discretionary
- 100% of AUM
- Employees
- 17
- Advisory staff
- 8
- Offices
- 2
Owners and executives on its Form ADV
- Andrew F. MathiesonManager, Member
- Marcia NakamuraManager, Member, Chief Compliance Officer
- Brian W. AhlemeyerMember
- Jacob W. MillerMember
- Maria-Elena M. RonerMember
Custody and brokerage
Broker-dealer
No broker-dealer ties
Fairview Capital reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 241 | $1.7B | 86% |
| Corporations or other businesses | – | $257M | 13% |
| Charitable organizations | – | $27M | 1% |
| Pension and profit sharing plans | – | $6M | <1% |
| Individuals | – | $2M | <1% |
Disciplinary disclosures
Fairview Capital reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗fairviewcap.com ↗
AtlasMembers
The full record on Fairview Capital
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,949 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in California
All of California →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Financial Management Network IncMission Viejo | $2.1B | 1,379 |
| Van Hulzen Financial AdvisorsEL Dorado Hills | $2.1B | 1,389 |
| Coastedge Partners, LLCSAN Diego | $2.1B | 131 |
| JSF Financial, LLCLOS Angeles | $2.0B | 791 |
| HCR Wealth AdvisorsLOS Angeles | $2.0B | 937 |
| Falcon Wealth Planning, LLCOntario | $2.0B | 1,581 |
Background
Questions
How much does Fairview Capital manage?
Fairview Capital reports $2.0B in regulatory assets under management across 730 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
How many clients does Fairview Capital have?
It reports 241 individual clients: 241 high-net-worth individuals and 0 other individuals. Individuals account for about 86% of its regulatory assets.
Where is Fairview Capital headquartered?
Its main office is in Greenbrae, California. It reports 2 offices in total and 17 employees, 8 of whom perform investment advisory functions.
How does Fairview Capital charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Fairview Capital use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Northern Trust. On Schedule D of its Form ADV filed March 31, 2026, it reports these amounts held: Charles Schwab ($1.5B); Northern Trust ($272M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Fairview Capital a hybrid RIA with a broker-dealer?
Fairview Capital reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Fairview Capital a fiduciary?
As an SEC-registered investment adviser, Fairview Capital owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Fairview Capital’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →