Wealth manager, independent · Franklin, TN
Capwealth Advisors, LLC
SEC-registered investment adviser · CRD 148781 · SEC 801-69908
At a glance
Capwealth Advisors, LLC is an SEC-registered investment adviser based in Franklin, Tennessee, with $2.0B in regulatory assets under management as of its Form ADV filed March 30, 2026. It reports 1,407 individual clients, 366 of them high-net-worth, holding an average of about $1.4 million each, and 19 employees. That ranks it 547th among the nation’s 5,657 independent wealth management RIAs and 6th of 102 in Tennessee. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 615-778-0740capwealthgroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.0B
- Rank among independent wealth managers
- #547 of 5,657
- Rank among all SEC RIAs
- #3,596 of 17,210
- Rank in Tennessee
- #6 of 102
- Individual clients
- 1,407
- High-net-worth clients
- 366
- Accounts
- 2,798
- Discretionary
- 98% of AUM
- Employees
- 19
- Advisory staff
- 11
- Offices
- 1
Owners and executives on its Form ADV
- Timothy J. PagliaraChairman
- Phoebe J. VenablePresident, Chief Executive Officer
- Ryan J. HittCCO
Custody and brokerage
Broker-dealer
No broker-dealer ties
Capwealth Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 366 | $1.8B | 87% |
| Individuals | 1,041 | $229M | 11% |
| Charitable organizations | 22 | $33M | 2% |
Disciplinary disclosures
Capwealth Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Other services
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗capwealthgroup.com ↗
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The full record on Capwealth Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,942 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Tennessee
All of Tennessee →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Red Door Wealth Management, LLCMemphis | $3.1B | 929 |
| Legacy Wealth Management, LLCMemphis | $2.7B | 1,460 |
| Rather & Kittrell, Inc.Knoxville | $2.3B | 982 |
| Woodmont Investment Counsel, LLCNashville | $2.0B | 437 |
| Abound Wealth Management, LLCFranklin | $1.9B | 914 |
| Patriot Investment Management Group IncKnoxville | $1.9B | 1,518 |
Background
Questions
How much does Capwealth Advisors, LLC manage?
Capwealth Advisors, LLC reports $2.0B in regulatory assets under management across 2,798 accounts, 98% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
How many clients does Capwealth Advisors, LLC have?
It reports 1,407 individual clients: 366 high-net-worth individuals and 1,041 other individuals. Individuals account for about 98% of its regulatory assets.
Where is Capwealth Advisors, LLC headquartered?
Its main office is in Franklin, Tennessee. It reports 1 office in total and 19 employees, 11 of whom perform investment advisory functions.
How does Capwealth Advisors, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Capwealth Advisors, LLC use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 30, 2026, it reports these amounts held: Charles Schwab ($2.0B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Capwealth Advisors, LLC a hybrid RIA with a broker-dealer?
Capwealth Advisors, LLC reports no employees registered with a broker-dealer and no affiliated broker-dealer.
Is Capwealth Advisors, LLC a fiduciary?
As an SEC-registered investment adviser, Capwealth Advisors, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. It reports no employees who are registered representatives of a broker-dealer.
Where these numbers come from
Every figure is Capwealth Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →