Wealth manager, independent · Greenwich, CT
Avity Investment Management Inc.
SEC-registered investment adviser · CRD 104623 · SEC 801-6449
At a glance
Avity Investment Management Inc. is an SEC-registered investment adviser based in Greenwich, Connecticut, with $2.0 billion in regulatory assets under management as of its Form ADV filed June 25, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 274 individual clients. By Form ADV it is a wealth manager, ranked 776th of 8,915 wealth managers and 3,602nd of 17,210 SEC-registered advisers by assets.
Main office 203-629-2800avityim.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.0B
- Rank among wealth managers
- #776 of 8,915
- Rank among all SEC RIAs
- #3,602 of 17,210
- Rank in Connecticut
- #155 of 507
- Individual clients
- 274
- High-net-worth clients
- 241
- Accounts
- 826
- Discretionary
- 100% of AUM
- Employees
- 8
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Howard P. DuncanPresident & Treasurer
- Edward C. LongExecutive Vice President & Secretary
- Christopher D WardVice President, Principal, & Chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 241 | $1.7B | 84% |
| Charitable organizations | 20 | $178M | 9% |
| Corporations or other businesses | 9 | $89M | 4% |
| Pension and profit sharing plans | – | $54M | 3% |
| Individuals | 33 | $12M | <1% |
Disciplinary disclosures
Avity Investment Management Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗avityim.com ↗
AtlasMembers
The full record on Avity Investment Management Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 1,948 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
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Background
Questions
How much does Avity Investment Management Inc. manage?
Avity Investment Management Inc. reports $2.0 billion in regulatory assets under management across 826 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 25, 2026.
What kind of firm is Avity Investment Management Inc.?
Avity Investment Management Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Avity Investment Management Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($1.7 billion, 241 clients); charitable organizations ($178 million, 20 clients); corporations or other businesses ($89 million, 9 clients).
Does Avity Investment Management Inc. have any disciplinary history?
Avity Investment Management Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Avity Investment Management Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →