Monday, October 26, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
WM Nevis Lands $70M to Expand AI Wealth PlatformWM People Moves: $6.8B Sowell Names New CIO, Launches Investment OfficeIN Fed likely to hold this week, but December hike odds top 70%IN Hybrid RIAs to get a head start on FINRA performance projections ruleWM Wealth Management Invest: Fixed Income Opportunities in a Higher-Rate Market with Sean BanaiIN RIA annuity adoption tops insurers’ 3-year outlook, Goldman findsWM Views From 6,230: What Advisors Need from Asset ManagersIN Meta plots $95B stock offering as AI spending drains cash flowWM Major Changes Coming to 401(k) Plans Driven by Employers, ParticipantsWSR Stop Asking For Referrals. Start Creating Introductions.
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 10377
    Martin Nelson & Co., Inc.Seattle, WA · 422 clientsBroker-dealer firmHybrid
    Schwab 100%
    $287M
  2. 10380
    Valley Financial GroupAmbler, PA · 508 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $287M
  3. 10397
    The Foundation Investment GroupLafayette, CA · 151 clientsWealth managerHybrid
    Schwab 100%
    $286M
  4. 10404
    N.L.C. LLCBoca Raton, FL · 15 clientsPrivate fund adviserHybrid
    No custodian reported
    $286M
  5. 10409
    Wesbanco Securities, Inc.St Clairsville, OH · 1,627 clientsBroker-dealer firmHybrid
    Pershing 58%SEI 42%
    $286M
  6. 10416
    Eden Global Advisors LLCNew York, NY · 3 clientsPrivate fund adviserHybridEden Global Capital Partners LLC
    No custodian reported
    $286M
  7. 10419
    Fingerlakes Wealth Management, Inc.Ithaca, NY · 592 clientsWealth managerHybrid
    Schwab 87%
    $285M
  8. 10421
    Oaktrust Wealth Advisors, LLC236 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $285M
  9. 10443
    Smith, Brown & Groover Inc. D/b/a SBG Wealth ManagementMacon, GA · 481 clientsBroker-dealer firmHybrid
    No custodian reported
    $284M
  10. 10458
    Hesen & HaslamWoodland Hills, CA · 269 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $284M
  11. 10462
    ZOE Financial, Inc.New York, NY · 1,689 clientsWealth managerWrap sponsorHybridZOE Securities LLC, clears through Apex Clearing
    Apex Fintech 100%
    $283M
  12. 10471
    Silverberg Bernstein Capital ManagementArmonk, NY · 135 clientsWealth managerHybrid
    Pershing 100%
    $283M
  13. 10474
    Cooper Capital GroupEncinitas, CA · 208 clientsWealth managerHybrid
    Schwab 100%
    $283M
  14. 10475
    Pendulum Wealth PartnersItasca, IL · 274 clientsWealth managerHybrid
    Schwab 100%
    $283M
  15. 10476
    Trilinc Advisors, LLCManhattan Beach, CA · 1 clientsPrivate fund adviserHybrid
    No custodian reported
    $283M
  16. 10477
    Oaktree Advisors LLCCoopersburg, PA · 386 clientsWealth managerHybrid
    Fidelity 100%
    $283M
  17. 10481
    Bear Creek Fund Advisors LLCDenver, CO · 3 clientsPrivate fund adviserHybridBear Creek Securities LLC
    No custodian reported
    $283M
  18. 10483
    Compass Financial Advisors LLCFort Wayne, IN · 659 clientsWealth managerHybrid
    Pershing 100%
    $282M
  19. 10492
    Caruso McLean & Co., Inc.Utica, NY · 125 clientsWealth managerHybrid
    No custodian reported
    $282M
  20. 10500
    Fortitude Financial LLCSpokane, WA · 411 clientsWealth managerWrap sponsorHybrid
    LPL Financial 92%
    $282M
  21. 10501
    Bennington Financial Planning GroupBennington, VT · 386 clientsBroker-dealer firmHybridD. B. McKenna & Co., Inc.
    Raymond James 100%
    $281M
  22. 10502
    Brookline Investments, Inc.Birmingham, AL · 33 clientsPrivate fund adviserHybrid
    Schwab 77%U.S. Bancorp Investments 23%
    $281M
  23. 10509
    WMS Advisors, LLCCharlotte, NC · 131 clientsWealth managerHybrid
    Schwab 100%
    $281M
  24. 10510
    Seven Hills Financial, LLCTallahassee, FL · 382 clientsWealth managerHybrid
    Schwab 100%
    $281M
  25. 10524
    Willow Creek Capital Management, Inc.Missoula, MT · 413 clientsWealth managerHybrid
    Raymond James 100%
    $280M
  26. 10537
    Higgins & Schmidt Wealth Strategies LLCDenver, CO · 239 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $279M
  27. 10540
    American Discovery Investment Advisors, LLCLos Angeles, CA · 3 clientsPrivate fund adviserHybridAmerican Discovery Advisors, LLC
    No custodian reported
    $279M
  28. 10542
    TSW Wealth ManagementFramingham, MA · 132 clientsWealth managerHybrid
    Schwab 89%
    $279M
  29. 10544
    Kurv Investment Management LLCSan Francisco, CA · 10 clientsAsset managerHybrid
    No custodian reported
    $279M
  30. 10551
    FS Tactical Advisor, LLCPhiladelphia, PA · 2 clientsPrivate fund adviserHybridFS Digital Infrastructure Advisor, LLC, FS Investment Solutions, LLC
    No custodian reported
    $279M
  31. 10552
    Aquilant AdvisorsSt. Louis, MO · 314 clientsWealth managerHybrid
    Schwab 100%
    $279M
  32. 10556
    Holistic Wealth AdvisorsClifton Park, NY · 656 clientsWealth managerWrap sponsorHybrid
    No custodian reported
    $279M
  33. 10563
    Guardian Asset Advisors, LLCMechanicsburg, PA · 1,201 clientsWealth managerHybrid
    Schwab 100%
    $278M
  34. 10571
    First Financial Advisory Services IncWesterly, RI · 521 clientsWealth managerHybrid
    Pershing 100%
    $278M
  35. 10578
    Oasis AdvisorsForest City, IA · 5,051 clientsWealth managerHybrid
    Fidelity 100%
    $278M
  36. 10581
    Universal Financial Advisors, LLCSt. Louis, MO · 331 clientsWealth managerHybrid
    Schwab 100%
    $277M
  37. 10582
    Teucrium Investment Advisors, LLCBurlington, VT · 13 clientsAsset managerHybrid
    No custodian reported
    $277M
  38. 10587
    Milestone Investments, Inc.Charlotte, NC · 91 clientsBroker-dealer firmHybrid
    Schwab 100%
    $277M
  39. 10588
    Buckman Advisory Group LLCLittle Silver, NJ · 868 clientsWealth managerWrap sponsorHybridBuckman, Buckman & Reid, Inc.
    RBC 100%
    $277M
  40. 10590
    Dominion Portfolio Management, Inc.Tampa, FL · 782 clientsWealth managerHybridCalton & Associates, Inc.
    Hilltop Securities 59%Franklin Distributors 41%
    $277M

RIAs by state