Wealth manager, independent · Coopersburg, PA
Oaktree Advisors LLC
SEC-registered investment adviser · CRD 168271 · SEC 801-129908
At a glance
Oaktree Advisors LLC is an SEC-registered investment adviser based in Coopersburg, Pennsylvania, with $283 million in regulatory assets under management as of its Form ADV filed April 14, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 386 individual clients. By Form ADV it is a wealth manager, ranked 4,580th of 8,915 wealth managers and 10,477th of 17,210 SEC-registered advisers by assets.
Main office 610-882-5670oaktree-online.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $283M
- Rank among wealth managers
- #4,580 of 8,915
- Rank among all SEC RIAs
- #10,477 of 17,210
- Rank in Pennsylvania
- #377 of 564
- Individual clients
- 386
- High-net-worth clients
- 144
- Accounts
- 706
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Paul EichmanPrincipal
- Laura V. EichmanChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Oaktree Advisors LLC is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Madison Avenue Securities as the broker-dealer its advisers are registered with.
Sale of Securities To permit Oaktree Advisors clients to have access to as many investment solutions as possible, certain professionals of Oaktree Advisors are registered representatives of Madison Avenue Securities, LLC, a broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 144 | $225M | 80% |
| Individuals | 242 | $53M | 19% |
| Pension and profit sharing plans | – | $3M | 1% |
| Corporations or other businesses | – | $1M | <1% |
| Charitable organizations | – | $1M | <1% |
Disciplinary disclosures
Oaktree Advisors LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗oaktree-online.com ↗
AtlasMembers
The full record on Oaktree Advisors LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 6,491 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Oaktree Advisors LLC manage?
Oaktree Advisors LLC reports $283 million in regulatory assets under management across 706 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 14, 2026.
What kind of firm is Oaktree Advisors LLC?
Oaktree Advisors LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Oaktree Advisors LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($225 million, 144 clients); individuals ($53 million, 242 clients); pension and profit sharing plans ($3 million).
Does Oaktree Advisors LLC have any disciplinary history?
Oaktree Advisors LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Oaktree Advisors LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →