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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 8347
    Figure Investment Advisors, LLCSan Francisco, CA · 5 clientsAsset managerHybridFigure Securities, Inc.
    No custodian reported
    $442M
  2. 8366
    Black Diamond Financial, LLC92 clientsWealth managerWrap sponsorHybridLadenburg Thalmann & Co. Inc.
    Schwab 86%
    $441M
  3. 8372
    SGL Investment Advisors, Inc.Missoula, MT · 883 clientsBroker-dealer firmHybridS.G. Long & Company
    Schwab 100%
    $440M
  4. 8382
    Osterweis Capital ManagementSan Francisco, CA · 34 clientsWealth managerHybrid
    Citi 73%Schwab 27%
    $439M
  5. 8383
    Bates Financial Advisors, Inc.Rockford, IL · 399 clientsWealth managerHybridBates Securities, Inc.
    Fidelity 85%
    $439M
  6. 8395
    Storen FinancialZionsville, IN · 876 clientsWealth managerHybrid
    Schwab 100%
    $438M
  7. 8398
    Arnold Weitz & CoElkhorn, NE · 34 clientsWealth managerHybrid
    Raymond James 100%
    $438M
  8. 8404
    Access Financial Services, Inc.Minneapolis, MN · 322 clientsWealth managerHybrid
    Schwab 99%
    $438M
  9. 8408
    Herbert J. Sims Capital Management, Inc.Fairfield, CT · 350 clientsWealth managerWrap sponsorHybridHerbert J. Sims & Co, Inc.
    Pershing 100%
    $437M
  10. 8409
    Peachtree Wealth Advisors, IncAtlanta, GA · 503 clientsWealth managerHybrid
    Fidelity 100%
    $437M
  11. 8419
    Muhlenkamp & Co IncWexford, PA · 69 clientsAsset managerHybrid
    Schwab 100%
    $436M
  12. 8421
    Precision Financial ServicesMine Hill, NJ · 528 clientsWealth managerWrap sponsorHybrid
    Fidelity 100%
    $436M
  13. 8423
    Advisorstrust Partners LLCRaleigh, NC · 184 clientsWealth managerHybrid
    Schwab 56%Fidelity 44%
    $435M
  14. 8424
    Fundsmith Partners US LLCStamford, CT · 2 clientsPrivate fund adviserHybrid
    No custodian reported
    $435M
  15. 8427
    Family Capital ManagementGrand Rapids, MI · 499 clientsWealth managerHybrid
    Schwab 100%
    $435M
  16. 8429
    Brandon Financial Planning, Inc.Memphis, TN · 252 clientsWealth managerHybrid
    Schwab 100%
    $435M
  17. 8433
    Mutual of America Life Insurance CompanyNew York, NY · 21 clientsAsset managerHybridMutual of America Securities LLC
    No custodian reported
    $434M
  18. 8436
    Plan A Wealth, LLCLincoln, NE · 658 clientsWealth managerHybrid
    Schwab 100%
    $434M
  19. 8441
    Neostellar Advisors LLCNew York, NY · 1 clientsAsset managerHybridThe Klein Group, LLC
    No custodian reported
    $433M
  20. 8442
    Greenbridge Partners LLCLakeland, FL · 648 clientsWealth managerHybrid
    Schwab 100%
    $433M
  21. 8443
    Alphacentric Advisors LLCSan Juan, PR · 6 clientsAsset managerHybridALT Fund Distributors LLC
    No custodian reported
    $433M
  22. 8451
    Heitman International HK LimitedCentral Hong Kong, Hong Kong · 16 clientsPrivate fund adviserHybridHeitman International Real Estate Securities PTY Limited, Heitman Securities LLC
    No custodian reported
    $432M
  23. 8453
    FSB Premier Wealth Management, Inc.Waterloo, IA · 934 clientsBroker-dealer firmHybrid
    Schwab 100%
    $432M
  24. 8455
    Tricord Advisors, Inc.Riverside, CA · 552 clientsWealth managerHybrid
    Schwab 95%
    $432M
  25. 8460
    Prospect Financial Services LLCMelville, NY · 613 clientsWealth managerHybrid
    LPL Financial 100%
    $431M
  26. 8461
    MWM Group LLCCedarhurst, NY · 364 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $431M
  27. 8468
    Swmg, LLCFort Worth, TX · 429 clientsWealth managerHybrid
    Pershing 99%
    $430M
  28. 8479
    Symphony Financial Services, Inc.Akron, OH · 641 clientsWealth managerHybrid
    LPL Financial 87%
    $429M
  29. 8481
    Blue Water Asset ManagementGrand Rapids, MI · 940 clientsWealth managerHybrid
    Schwab 100%
    $428M
  30. 8488
    Abound FinancialGranite Bay, CA · 541 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $428M
  31. 8494
    O'donnell Financial Services, LLCSan Rafael, CA · 995 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $427M
  32. 8498
    Hackman Financial GroupCincinnati, OH · 675 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $427M
  33. 8499
    Beacon Bridge Wealth Partners, LLCLower Gwynedd, PA · 717 clientsWealth managerHybrid
    Schwab 100%
    $427M
  34. 8503
    ABR Dynamic Funds, LLCNew York, NY · 7 clientsAsset managerHybrid
    No custodian reported
    $426M
  35. 8511
    Perigee Capital, LPSarasota, FL · 119 clientsPrivate fund adviserHybridPerigee Securities LP
    No custodian reported
    $426M
  36. 8518
    Buttonwood WealthWinchester, VA · 406 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $425M
  37. 8522
    Paradigm Investment Advisory, LLCBridgewater, NJ · 645 clientsWealth managerWrap sponsorHybrid
    LPL Financial 81%
    $425M
  38. 8525
    TCW Asset Backed Finance Management Company LLCLos Angeles, CA · 1 clientsAsset managerHybridTCW Asia Limited, TCW Funds Distributors LLC
    No custodian reported
    $425M
  39. 8526
    Lifemark Securities Corp.Rochester, NY · 1,053 clientsBroker-dealer firmHybrid
    Fidelity 55%Schwab 45%
    $425M
  40. 8528
    Gamma Asset Management LLCSan Juan, PR · 103 clientsAsset managerHybridGamma Securities, LLC
    AV Securities 29%Pershing 28%Interactive Brokers 23%
    $425M

RIAs by state