Wealth manager, wrap-program sponsor · Cedarhurst, NY
MWM Group LLC
SEC-registered investment adviser · CRD 164123 · SEC 801-76661
At a glance
MWM Group LLC is an SEC-registered investment adviser based in Cedarhurst, New York, with $431 million in regulatory assets under management as of its Form ADV filed May 22, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 328 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 3,274th of 8,915 wealth managers and 8,461st of 17,210 SEC-registered advisers by assets.
Main office 718-696-4000As filed on Form ADV
- Regulatory AUM
- $431M
- Rank among wealth managers
- #3,274 of 8,915
- Rank among all SEC RIAs
- #8,461 of 17,210
- Rank in New York
- #1,563 of 2,591
- Individual clients
- 328
- High-net-worth clients
- 63
- Accounts
- 971
- Discretionary
- 99% of AUM
- Employees
- 4
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Sara N. GlazPartner/cco
- Jeremy N. JakobovitsManaging Member
Custody and brokerage
Broker-dealer
Hybrid RIA
MWM Group LLC is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed May 2026) names Purshe Kaplan Sterling Investments, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
To permit MWM Group clients to have access to as many investment solutions as possible, certain professionals of MWM Group may be registered representatives of Purshe Kaplan Sterling Investments (“PKS”), a FINRA member broker -dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 63 | $195M | 45% |
| Corporations or other businesses | 36 | $182M | 42% |
| Individuals | 265 | $53M | 12% |
Disciplinary disclosures
MWM Group LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Commissions
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on MWM Group LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,845 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does MWM Group LLC manage?
MWM Group LLC reports $431 million in regulatory assets under management across 971 accounts, 99% of it on a discretionary basis, on its Form ADV filed May 22, 2026.
What kind of firm is MWM Group LLC?
MWM Group LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are MWM Group LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($195 million, 63 clients); corporations or other businesses ($182 million, 36 clients); individuals ($53 million, 265 clients).
Does MWM Group LLC have any disciplinary history?
MWM Group LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is MWM Group LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →