Asset manager · New York, NY
Mutual of America Life Insurance Company
SEC-registered investment adviser · CRD 15356 · SEC 801-21317
At a glance
Mutual of America Life Insurance Company is an SEC-registered investment adviser based in New York, New York, with $434 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is pension and profit sharing plans. By Form ADV it is a asset manager, ranked 1,754th of 3,218 asset managers and 8,433rd of 17,210 SEC-registered advisers by assets.
Main office 212-224-1600mutualofamerica.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $434M
- Rank among asset managers
- #1,754 of 3,218
- Rank among all SEC RIAs
- #8,433 of 17,210
- Rank in New York
- #1,556 of 2,591
- Clients
- 21
- Accounts
- 21
- Discretionary
- 100% of AUM
- Employees
- 734
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Roger Blaine PorterDirector
- Robert Joseph McGuireDirector
- Wayne A. FrederickDirector
- Gwendolyn L. Hatten ButlerDirector
- Ellen OchoaDirector
- Rosemary Theresa BerkeryDirector
- Jason A. D'angeloExecutive Vice President, Chief Legal Officer and General Counsel
- Kyle L. MedlinSenior Vice President & Chief Compliance Officer
- Stephen J. RichChairman, CEO and President
- Matthew J. AdamsDirector
- Christine A. JanofskyExecutive Vice President and Chief Financial Officer
- Christopher C. QuickDirector
Custody and brokerage
Custodian
Mutual of America Life Insurance Company’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Mutual of America Life Insurance Company is a hybrid RIA: 427 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Mutual of America Securities LLC.
- Mutual of America Securities LLC ↗CRD 27878
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 21 | $434M | 100% |
Disciplinary disclosures
Mutual of America Life Insurance Company answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for businesses and institutions
- Pension consulting
How it’s paid
- Other
Form ADV and brochures on the SEC’s adviser search ↗mutualofamerica.com ↗
AtlasMembers
The full record on Mutual of America Life Insurance Company
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 991 peers of its type and size
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- Owners and executives, with titles and stakes
- 12 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Mutual of America Life Insurance Company manage?
Mutual of America Life Insurance Company reports $434 million in regulatory assets under management across 21 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Mutual of America Life Insurance Company?
Mutual of America Life Insurance Company is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Mutual of America Life Insurance Company’s clients?
By assets, its largest client types are pension and profit sharing plans ($434 million, 21 clients).
Does Mutual of America Life Insurance Company have any disciplinary history?
Mutual of America Life Insurance Company answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Mutual of America Life Insurance Company’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →