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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4886
    Polus Capital Management (US) Inc.New York, NY · 3 clientsPrivate fund adviserHybridBanca Monte DEI Paschi DI Siena S.P.A., Mediobanca- Banca DI Credito Finanziario S.p.a
    No custodian reported
    $1.2B
  2. 4888
    TCP Asset Management, LLCUpper Arlington, OH · 2,221 clientsWealth managerHybrid
    Schwab 86%
    $1.2B
  3. 4890
    Cooper/haims Advisors, LLCVictor, NY · 527 clientsWealth managerBank-affiliatedHybridESL Investment Services, LLC, clears through LPL Financial
    Schwab 100%
    $1.2B
  4. 4892
    Sikich FinancialSpringfield, IL · 1,164 clientsWealth managerHybridSikich Corporate Finance LLC
    Fidelity 100%
    $1.2B
  5. 4896
    Dinuzzo Private Wealth, Inc.Beaver, PA · 796 clientsWealth managerHybrid
    Schwab 88%
    $1.2B
  6. 4907
    Wellington Shields Capital Management, LLCNew York, NY · 574 clientsWealth managerHybridWellington Shields & Co., LLC
    Pershing 100%
    $1.2B
  7. 4912
    Associated Investment Services, Inc.Green Bay, WI · 3,852 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $1.2B
  8. 4913
    Leuthold Weeden Capital ManagementMinneapolis, MN · 200 clientsAsset managerHybrid
    Fidelity Distributors Company 62%
    $1.2B
  9. 4920
    Financial PerspectivesMinneapolis, MN · 737 clientsWealth managerHybrid
    Fidelity 100%
    $1.2B
  10. 4927
    Manhattan West Asset Management, LLCLos Angeles, CA · 383 clientsWealth managerWrap sponsorHybrid
    Schwab 79%
    $1.2B
  11. 4932
    BOW River Advisers, LLCDenver, CO · 1 clientsAsset managerHybridNylife Distributors LLC, Nylife Securities LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $1.2B
  12. 4942
    Lake StreetChicago, IL · 613 clientsWealth managerHybrid
    Raymond James 66%Schwab 34%
    $1.2B
  13. 4944
    Forest Road Asset Management LLCLos Angeles, CA · 7 clientsAsset managerHybridForest Road Securities BD LLC
    No custodian reported
    $1.2B
  14. 4945
    Frazier Financial Advisors, LLCColumbus, OH · 733 clientsWealth managerHybrid
    Schwab 59%Fidelity 41%
    $1.2B
  15. 4951
    Kerberrose Wealth Management, LLCShawano, WI · 1,785 clientsWealth managerHybrid
    Schwab 54%
    $1.2B
  16. 4953
    Third View Private WealthWestport, CT · 324 clientsWealth managerHybrid
    Schwab 85%
    $1.2B
  17. 4956
    Verity Asset ManagementDurham, NC · 5,838 clientsWealth managerHybridCorecap Investments, LLC, The Leaders Group, Inc.
    Axos 46%Fidelity 31%TIAA 23%
    $1.2B
  18. 4957
    Corevision Financial GroupShelbyville, IN · 1,310 clientsWealth managerHybrid
    LPL Financial 100%
    $1.2B
  19. 4960
    Longview Wealth ManagementAtlanta, GA · 1,185 clientsWealth managerWrap sponsorHybrid
    Schwab 82%
    $1.2B
  20. 4961
    Kelleher Financial Advisors, LLCNew York, NY · 284 clientsWealth managerHybridWall Street Access, clears through Pershing
    Fidelity 49%Pershing 44%
    $1.2B
  21. 4962
    Korhorn Financial GroupGranger, IN · 2,339 clientsWealth managerHybrid
    Fidelity 100%
    $1.2B
  22. 4968
    Viking Fund Management LLCMinot, ND · 12 clientsAsset managerHybridIntegrity Funds Distributor, LLC
    No custodian reported
    $1.1B
  23. 4971
    Cityview Management Services, LLCLos Angeles, CA · 6 clientsPrivate fund adviserHybrid
    No custodian reported
    $1.1B
  24. 4973
    Accel Wealth ManagementWaverly, IA · 1,381 clientsWealth managerHybrid
    Schwab 72%Principal Securities 28%
    $1.1B
  25. 4976
    Financial Partners Group, Inc.Overland Park, KS · 1,218 clientsWealth managerHybrid
    Fidelity 100%
    $1.1B
  26. 4981
    1ws Capital Advisors, LLCNew York, NY · 1 clientsAsset managerHybrid
    No custodian reported
    $1.1B
  27. 4991
    Capital Wealth Management, LLCWest Warwick, RI · 655 clientsWealth managerHybrid
    Schwab 86%
    $1.1B
  28. 4992
    Ignite Planners LLCSan Clemente, CA · 4,610 clientsWealth managerHybrid
    Schwab 97%
    $1.1B
  29. 4994
    Sonen Capital LLCSan Francisco, CA · 40 clientsAsset managerHybrid
    Wells Fargo 87%
    $1.1B
  30. 5007
    Icapital Fund Advisors LLCNew York, NY · 3 clientsAsset managerHybridIcapital Hong Kong LTD., Icapital Markets LLC
    No custodian reported
    $1.1B
  31. 5008
    Amundi USBoston, MA · 3 clientsAsset managerHybridAmundi Intermediation, Amundi Singapore Limited
    U.S. Bank 68%State Street 32%
    $1.1B
  32. 5010
    Ancora Alternatives LLCCleveland, OH · 10 clientsPrivate fund adviserHybridInverness Securities, LLC
    No custodian reported
    $1.1B
  33. 5022
    LVZ, Inc.Holland, MI · 2,473 clientsWealth managerHybrid
    Fidelity 100%
    $1.1B
  34. 5025
    Addison CapitalConshohocken, PA · 285 clientsAsset managerHybridNest Investments BD LLC
    Schwab 100%
    $1.1B
  35. 5028
    CLG LLCLong Beach, CA · 1,448 clientsWealth managerHybrid
    Fidelity 100%
    $1.1B
  36. 5032
    Blackrock Realty Advisors IncNew York, NY · 11 clientsPrivate fund adviserHybridBlackrock Execution Services, Blackrock Investments, LLC
    State Street 100%
    $1.1B
  37. 5033
    Marcypen Capital Partners LLC25 clientsPrivate fund adviserHybridPendulum Securities, LLC
    No custodian reported
    $1.1B
  38. 5039
    Wealthplan PartnersOmaha, NE · 1,711 clientsWealth managerHybrid
    Schwab 100%
    $1.1B
  39. 5049
    Lynx Investment Advisory, LLCWashington, DC · 236 clientsWealth managerHybrid
    Schwab 52%Fidelity Distributors Company 48%
    $1.1B
  40. 5053
    Smith Brothers Financial, LLCGlastonbury, CT · 494 clientsAsset managerHybrid
    LPL Financial 91%
    $1.1B

RIAs by state