Wealth manager, independent · Omaha, NE
Wealthplan Partners
Wealthplan Partners, LLC · SEC-registered investment adviser · CRD 305026 · SEC 801-117955
At a glance
Wealthplan Partners is an SEC-registered investment adviser based in Omaha, Nebraska, with $1.1B in regulatory assets under management as of its Form ADV filed July 21, 2026. It reports 1,677 individual clients, 248 of them high-net-worth, holding an average of about $0.6 million each, and 56 employees. That ranks it 985th among the nation’s 5,657 independent wealth management RIAs and 9th of 41 in Nebraska. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 402-691-0200wealthplan.partnersLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.1B
- Rank among independent wealth managers
- #985 of 5,657
- Rank among all SEC RIAs
- #5,039 of 17,210
- Rank in Nebraska
- #9 of 41
- Individual clients
- 1,677
- High-net-worth clients
- 248
- Accounts
- 3,681
- Discretionary
- 96% of AUM
- Employees
- 56
- Advisory staff
- 26
- Offices
- 11
Owners and executives on its Form ADV
- David D PetersonDirector of Supervision
- Sarah F. KennellyChief Operations Officer
- Michael P. BrewerChief Executive Officer
- Mark T. LasswellChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Wealthplan Partners is a hybrid RIA: 21 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed July 2026) names Osaic Wealth as the broker-dealer its advisers are registered with.
nt, clients may implement securities transactions through certain of our advisory representatives in their respective individual capacities as registered representatives of Osaic Wealth, an SEC registered broker-dealer and member of FINRA.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 248 | $648M | 58% |
| Individuals | 1,429 | $432M | 39% |
| Corporations or other businesses | 15 | $20M | 2% |
| Charitable organizations | 12 | $11M | 1% |
| Pension and profit sharing plans | 7 | $9M | <1% |
Disciplinary disclosures
Wealthplan Partners reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗wealthplan.partners ↗
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The full record on Wealthplan Partners
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Nebraska
All of Nebraska →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Private Wealth Asset ManagementOmaha | $2.5B | 559 |
| Wealthplan Investment Management LLCOmaha | $2.2B | 2,068 |
| Allen Capital Group, LLCGrand Island | $1.5B | 2,189 |
Background
Questions
How much does Wealthplan Partners manage?
Wealthplan Partners reports $1.1B in regulatory assets under management across 3,681 accounts, 96% of it on a discretionary basis, on its Form ADV filed July 21, 2026.
How many clients does Wealthplan Partners have?
It reports 1,677 individual clients: 248 high-net-worth individuals and 1,429 other individuals. Individuals account for about 96% of its regulatory assets.
Where is Wealthplan Partners headquartered?
Its main office is in Omaha, Nebraska. It reports 11 offices in total and 56 employees, 26 of whom perform investment advisory functions.
How does Wealthplan Partners charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Wealthplan Partners use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed July 21, 2026, it reports these amounts held: Charles Schwab ($1.1B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Wealthplan Partners a hybrid RIA with a broker-dealer?
Wealthplan Partners is a hybrid RIA: 21 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Wealthplan Partners a fiduciary?
As an SEC-registered investment adviser, Wealthplan Partners owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 21 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Wealthplan Partners’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-21), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →