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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1606
    Disruptive Technology Advisers LLCDallas, TX · 28 clientsPrivate fund adviserHybridDisruptive Securities, LLC
    No custodian reported
    $7.7B
  2. 1607
    Corsair Capital LLCNew York, NY · 64 clientsPrivate fund adviserHybridCorsair Advisors LLC
    No custodian reported
    $7.7B
  3. 1608
    Fiduciary Trust International, LLCLincoln, MA · 76 clientsWealth managerPublic-company ownedHybridClarion Partners, LLC, Franklin Distributors, LLC
    Fidelity 100%
    $7.7B
  4. 1609
    Hbks Wealth AdvisorsErie, PA · 7,824 clientsWealth managerHybridHBK Sorce Brokerage LLC
    Schwab 87%
    $7.7B
  5. 1611
    Aldrich Wealth LPLake Oswego, OR · 782 clientsWealth managerHybridPacific Coast Capital, LLC
    Schwab 79%
    $7.6B
  6. 1612
    McMorgan & Company LLCSan Francisco, CA · 223 clientsAsset managerHybridMcMorgan & Company Capital Advisors LLC
    U.S. Bank 46%Fidelity 27%Amalgamated Bank 27%
    $7.6B
  7. 1616
    Belpointe Asset Management LLCReno, NV · 7,604 clientsWealth managerHybrid
    Schwab 85%
    $7.6B
  8. 1618
    Avantax Planning Partners, Inc.Dubuque, IA · 8,370 clientsWealth managerHybridCetera Advisors LLC, Cetera Financial Specialists LLC, clears through Pershing
    Schwab 72%Fidelity Personal Trust 28%
    $7.6B
  9. 1623
    Highbridge Capital Management, LLCNew York, NY · 16 clientsPrivate fund adviserHybridJ.P. Morgan Institutional Investments Inc., J.P. Morgan Securities LLC
    No custodian reported
    $7.6B
  10. 1628
    Osterweis Capital ManagementSan Francisco, CA · 358 clientsAsset managerHybrid
    Citi 73%
    $7.5B
  11. 1632
    Hays Financial Group, LLCMinneapolis, MN · 572 clientsAsset managerHybrid
    Fidelity 82%
    $7.5B
  12. 1633
    Homestead Advisers Corp.Arlington, VA · 8 clientsAsset managerHybridHomestead Financial Services Corp.
    State Street 100%
    $7.5B
  13. 1634
    Hudson Housing Capital LLCNew York, NY · 105 clientsPrivate fund adviserHybridHudson Housing Securities LLC
    No custodian reported
    $7.4B
  14. 1635
    Westcap Management, LLCSan Francisco, CA · 48 clientsPrivate fund adviserHybridWestcap Markets, LLC
    No custodian reported
    $7.4B
  15. 1640
    Eventide Asset Management, LLCBoston, MA · 38 clientsAsset managerHybrid
    U.S. Bank 86%
    $7.4B
  16. 1641
    Lyrical Asset Management LPNew York, NY · 391 clientsAsset managerHybrid
    The Bank of NY Mellon 64%Northern Trust 36%
    $7.4B
  17. 1642
    Retirement and Wealth at Alliant, LLCWayne, PA · 222 clientsBroker-dealer firmHybrid
    No custodian reported
    $7.4B
  18. 1645
    Mariner IndependentOverland Park, KS · 4,307 clientsWealth managerHybridMsec, LLC, W G Securities, LLC, clears through National Financial Services (Fidelity)
    Schwab 52%Fidelity 48%
    $7.3B
  19. 1653
    Pacific Heights Asset Management, LLCSan Francisco, CA · 5 clientsAsset managerHybrid
    No custodian reported
    $7.3B
  20. 1658
    HOF CapitalNew York, NY · 110 clientsPrivate fund adviserHybrid
    No custodian reported
    $7.3B
  21. 1661
    BondbloxxLarkspur, CA · 27 clientsAsset managerHybrid
    No custodian reported
    $7.2B
  22. 1668
    BDT & MSD BDC Management, LLCNew York, NY · 1 clientsAsset managerHybridBDT & MSD Europe S.a R.L., BDT & MSD Partners Europe Gmbh
    No custodian reported
    $7.2B
  23. 1672
    Brown Brothers Harriman Mutual Fund Advisory DepartmentNew York, NY · 7 clientsAsset managerHybridBrown Brothers Harriman Investments, LLC
    No custodian reported
    $7.2B
  24. 1674
    Cassaday & Company, Inc.McLean, VA · 3,267 clientsWealth managerHybrid
    Pershing 100%
    $7.1B
  25. 1675
    Tweedy, Browne Company LLCStamford, CT · 222 clientsAsset managerHybridAMG Distributors, Inc.
    RBC 45%Pershing 43%
    $7.1B
  26. 1677
    Miller Investment Management, LPWest Conshohocken, PA · 183 clientsWealth managerHybrid
    J.P. Morgan 83%
    $7.1B
  27. 1694
    J.P. Morgan Natural CapitalPortland, OR · 15 clientsAsset managerHybridJ.P. Morgan Institutional Investments Inc., J.P. Morgan Securities LLC
    No custodian reported
    $7.0B
  28. 1696
    Community Capital Management, LLCFort Lauderdale, FL · 83 clientsAsset managerHybrid
    UBS 54%Northern Trust 46%
    $7.0B
  29. 1697
    Cannell & Spears LLCNew York, NY · 2,549 clientsWealth managerHybrid
    Fiduciary Trust 42%Schwab 40%
    $7.0B
  30. 1704
    Blue Owl Technology Credit Advisors II LLCNew York, NY · 2 clientsAsset managerHybridBlue Owl Securities LLC
    No custodian reported
    $6.9B
  31. 1706
    Mesirow Financial Private Equity Advisors, Inc.Chicago, IL · 17 clientsPrivate fund adviserHybridMesirow Financial, Inc., clears through National Financial Services (Fidelity), Pershing
    BNY 100%
    $6.9B
  32. 1709
    Conestoga Capital Advisors, LLCWayne, PA · 233 clientsAsset managerHybrid
    BNY 56%Northern Trust 44%
    $6.9B
  33. 1710
    Smith Shellnut WilsonRidgeland, MS · 380 clientsAsset managerHybridB1capital Inc
    Fnbb Capital Markets 45%Fidelity 31%First Horizon Bank 24%
    $6.9B
  34. 1713
    Pgim Custom Harvest LLCNewark, NJ · 8,702 clientsWealth managerPublic-company ownedHybridPruco Securities, LLC, Prudential Annuities Distributors, Inc
    UBS 54%Merrill / Bank of America 24%Morgan Stanley 22%
    $6.9B
  35. 1714
    Pgim DC SolutionsNewark, NJ · 4 clientsPrivate fund adviserHybridPrudential Investment Management Services LLC
    No custodian reported
    $6.9B
  36. 1718
    Harbor Investment Advisory, LLCLutherville, MD · 3,540 clientsBroker-dealer firmHybrid
    Pershing 100%
    $6.9B
  37. 1726
    Thrivent Advisor Network, LLCMinneapolis, MN · 14,732 clientsWealth managerBank-affiliatedHybridThrivent Distributors, LLC, Thrivent Investment Management Inc.
    Fidelity 83%
    $6.8B
  38. 1730
    First Sentier InvestorsBarangaroo, NSW, Australia · 25 clientsPrivate fund adviserHybrid
    No custodian reported
    $6.8B
  39. 1731
    Focus FinancialMinneapolis, MN · 13,684 clientsWealth managerHybrid
    Schwab 65%Pershing 35%
    $6.8B
  40. 1737
    Signature Investment Advisors, LLCLos Angeles, CA · 7,530 clientsWealth managerHybridSignature Estate Securities, LLC
    Schwab 70%Fidelity 30%
    $6.8B

RIAs by state