Private fund adviser · Newark, NJ
Pgim DC Solutions
Pgim DC Solutions LLC · SEC-registered investment adviser · CRD 318800 · SEC 801-125785
At a glance
Pgim DC Solutions is an SEC-registered investment adviser based in Newark, New Jersey, with $6.9 billion in regulatory assets under management as of its Form ADV filed May 22, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 788th of 4,686 private fund advisers and 1,714th of 17,210 SEC-registered advisers by assets.
Main office 877-275-9786pgim.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $6.9B
- Rank among private fund advisers
- #788 of 4,686
- Rank among all SEC RIAs
- #1,714 of 17,210
- Rank in New Jersey
- #34 of 392
- Clients
- 4
- Accounts
- 40
- Discretionary
- 100% of AUM
- Employees
- 66
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Jurgen MuhlhauserManager, Board of Managers
- Scott E. BenjaminManager, Board of Managers
- Bernard G. OharaChief Financial Officer, Manager, Board of Managers
- Stuart S. ParkerChief Executive Officer
- Claudia DigiacomoChief Legal Officer
- Joel R. SauberChief Operating Officer
- Dawn PallittoChief Compliance Officer
Custody and brokerage
Custodian
Pgim DC Solutions’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Pgim DC Solutions is a hybrid RIA: 20 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Prudential Investment Management Services LLC.
Its Form ADV brochure (filed March 2026) names Prudential Investment Management Services as the broker-dealer its advisers are registered with.
IES AND AFFILIATIONS Our Broker-Dealer Affiliations Certain of our management persons and other employees are registered representatives of Prudential Investment Management Services LLC (“PIMS”), an affiliated SEC-registered broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 2 | $6.5B | 94% |
| Investment companies | 2 | $384M | 6% |
Disciplinary disclosures
Pgim DC Solutions reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗pgim.com ↗
AtlasMembers
The full record on Pgim DC Solutions
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
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- Growth over one, three and five years
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- Rank against 1,190 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Pgim DC Solutions manage?
Pgim DC Solutions reports $6.9 billion in regulatory assets under management across 40 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 22, 2026.
What kind of firm is Pgim DC Solutions?
Pgim DC Solutions is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. A public reporting company controls it.
Who are Pgim DC Solutions’s clients?
By assets, its largest client types are pooled investment vehicles ($6.5 billion, 2 clients); investment companies ($384 million, 2 clients).
Does Pgim DC Solutions have any disciplinary history?
Pgim DC Solutions reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Pgim DC Solutions’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-22), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →