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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1490
    Capital AnalystsFort Washington, PA · 15,840 clientsWealth managerHybridLincoln Investment Planning, LLC
    Pershing 100%
    $8.8B
  2. 1492
    Robertson StephensSan Francisco, CA · 2,295 clientsWealth managerHybridRobertson Stephens Capital Markets, LLC
    Schwab 53%Fidelity 47%
    $8.8B
  3. 1493
    TIAA Kaspick, LLCBoston, MA · 154 clientsAsset managerHybridNuveen Securities, LLC, Tiaa-Cref Individual & Institutional Services, LLC
    Schwab 100%
    $8.7B
  4. 1495
    Mesa West CapitalLos Angeles, CA · 10 clientsPrivate fund adviserHybridEaton Vance Distributors, Inc., Morgan Stanley & Co. LLC
    No custodian reported
    $8.7B
  5. 1497
    Sixth Street Lending Partners Advisers, LLCDallas, TX · 1 clientsAsset managerHybridSixth Street BD, LLC
    No custodian reported
    $8.7B
  6. 1498
    Forum Financial Management, LPLombard, IL · 5,841 clientsWealth managerHybrid
    Schwab 99%
    $8.7B
  7. 1500
    Millburn Ridgefield LLCNew York, NY · 9 clientsBroker-dealer firmHybridMillburn International (europe) LLP
    No custodian reported
    $8.7B
  8. 1503
    Tiff Investment ManagementRadnor, PA · 76 clientsPrivate fund adviserHybrid
    No custodian reported
    $8.6B
  9. 1506
    TD Private Client Wealth LLCNew York, NY · 25,685 clientsBroker-dealer firmHybridTD Financial Products LLC, TD Securities (USA) LLC, clears through Pershing
    Pershing 100%
    $8.6B
  10. 1510
    Blackstone Multi-Asset Advisors L.L.C.New York, NY · 10 clientsPrivate fund adviserHybridBlackstone Securities Partners L.P., Currencies Direct LTD
    No custodian reported
    $8.5B
  11. 1514
    Sagespring Wealth PartnersFranklin, TN · 11,623 clientsWealth managerHybrid
    Fidelity 100%
    $8.5B
  12. 1515
    Horizon Investments LLCCharlotte, NC · 1,467 clientsAsset managerHybrid
    Axos 68%
    $8.5B
  13. 1518
    BNY Mellon Securities CorporationNew York, NY · 3,734 clientsBroker-dealer firmHybridBNY Mellon Asset Management Canada LTD., BNY Mellon Capital Markets, LLC, clears through Pershing
    Pershing 75%Morgan Stanley 25%
    $8.4B
  14. 1519
    Synovus Securities, Inc.Columbus, GA · 12,411 clientsBroker-dealer firmHybridPnfp Capital Markets, Inc., clears through Hilltop Securities
    Fidelity 100%
    $8.4B
  15. 1522
    Vista Credit Partners, L.P.New York, NY · 27 clientsPrivate fund adviserHybridVista Equity Partners Capital Markets, LLC
    No custodian reported
    $8.4B
  16. 1531
    Elevation Point Wealth Partners, LLCDenver, CO · 4,936 clientsWealth managerHybrid
    Fidelity 39%
    $8.3B
  17. 1532
    Wealthcare Advisory Partners LLCWest Chester, PA · 10,948 clientsWealth managerHybridSammons Financial Network, LLC
    LPL Financial 56%Schwab 44%
    $8.3B
  18. 1533
    Bolton Global Asset ManagementBolton, MA · 7,365 clientsBroker-dealer firmHybrid
    Pershing 100%
    $8.3B
  19. 1538
    J. W. Cole Advisors, Inc.Tampa, FL · 31,247 clientsBroker-dealer firmHybridJ.W. Cole Financial, Inc.
    Fidelity 100%
    $8.2B
  20. 1539
    Ironwood Capital Management CorpSan Francisco, CA · 8 clientsAsset managerHybrid
    No custodian reported
    $8.2B
  21. 1547
    Rhone Group L.L.C.New York, NY · 12 clientsPrivate fund adviserHybridRhone Group Advisors LLC
    No custodian reported
    $8.2B
  22. 1549
    Bramshill Investments, LLCNaples, FL · 2,538 clientsAsset managerHybrid
    UBS 86%
    $8.1B
  23. 1552
    Harvest Fund Advisors LLCWayne, PA · 198 clientsAsset managerHybridBlackstone Securities Partners L.P., Everlake Distributors, LLC
    J.P. Morgan 54%
    $8.1B
  24. 1559
    Weitz Investment Management, Inc.Omaha, NE · 18 clientsAsset managerHybridWeitz Securities, Inc.
    Schwab 100%
    $8.1B
  25. 1564
    Context Capital Management LLCGreenwich, CT · 3 clientsPrivate fund adviserHybrid
    No custodian reported
    $8.0B
  26. 1565
    Blackstone Isg-Ii Advisors L.L.C.New York, NY · 8 clientsPrivate fund adviserHybridBlackstone Securities Partners L.P., Currencies Direct LTD.
    No custodian reported
    $8.0B
  27. 1566
    Howard Capital Management, LLCAlpharetta, GA · 10,608 clientsWealth managerHybrid
    Axos 54%Fidelity 46%
    $8.0B
  28. 1572
    Guggenheim InvestmentsNew York, NY · 107 clientsAsset managerHybridGuggenheim Funds Distributors, LLC, Guggenheim Investor Services, LLC, clears through Pershing
    No custodian reported
    $8.0B
  29. 1574
    RFG Advisory, LLCVestavia Hills, AL · 17,410 clientsWealth managerHybrid
    Schwab 66%Fidelity 34%
    $8.0B
  30. 1580
    Timessquare Capital Management, LLCNew York, NY · 51 clientsAsset managerHybridAMG Distributors, Inc.
    No custodian reported
    $7.9B
  31. 1582
    PCM Management Advisor, LLCChagrin Falls, OH · 24 clientsPrivate fund adviserHybridAngelo, Gordon Hong Kong Limited, TPG Angelo, Gordon International LLC
    No custodian reported
    $7.9B
  32. 1583
    Huntington Financial AdvisorsColumbus, OH · 42,398 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $7.9B
  33. 1584
    RBC Private Counsel (USA) Inc.Toronto, On, Canada · 5,967 clientsWealth managerBank-affiliatedHybridPhillips, Hager & North Investment Funds LTD., RBC Capital Markets, LLC
    RBC 91%
    $7.9B
  34. 1585
    D.F. Dent and Company, Inc.Baltimore, MD · 1,185 clientsWealth managerHybrid
    Fidelity 57%PNC Wealth Management 43%
    $7.9B
  35. 1591
    Ingalls Investment Management, LLCNew York, NY · 4,453 clientsWealth managerHybridIngalls & Snyder, LLC
    Ingalls & Snyder 69%Schwab 24%
    $7.8B
  36. 1595
    Guggenheim Funds Distributors, LLCChicago, IL · 1 clientsBroker-dealer firmHybridGuggenheim Investor Services, LLC, Guggenheim Partners Japan, LTD., clears through Pershing
    No custodian reported
    $7.8B
  37. 1597
    Amova Asset Management Americas, Inc.New York, NY · 8 clientsPrivate fund adviserHybridAmova Securities Co., LTD.
    Northern Trust 100%
    $7.8B
  38. 1598
    QICNew York, NY · 21 clientsPrivate fund adviserHybrid
    No custodian reported
    $7.8B
  39. 1600
    Elmtree Funds, LLCSt. Louis, MO · 16 clientsPrivate fund adviserHybridHPS Securities, LLC
    No custodian reported
    $7.8B
  40. 1605
    OnesevenBeachwood, OH · 16,335 clientsWealth managerHybridMGO Securities Corp.
    Raymond James 47%Schwab 39%
    $7.7B

RIAs by state