Sunday, October 25, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 7827
    Private Wealth Solutions, LLCCalabasas, CA · 275 clientsBroker-dealer firmHybrid
    Schwab 100%
    $500M
  2. 7839
    Kahn Brothers Advisors LLCNew York, NY · 347 clientsWealth managerHybridKahn Brothers LLC, clears through Pershing
    Pershing 61%Schwab 39%
    $499M
  3. 7893
    Hungerford Financial LLCGrand Rapids, MI · 349 clientsWealth managerHybridThomas Price
    Schwab 100%
    $492M
  4. 7911
    Cook Pine Capital LLCGreenwich, CT · 5 clientsPrivate fund adviserHybridCook Pine Securities LLC
    US Bancorp 100%
    $490M
  5. 7929
    Register Financial Advisors, LLCAtlanta, GA · 433 clientsWealth managerHybridRegister Financial Associates, Inc.
    Wells Fargo 92%
    $488M
  6. 7968
    Exodus Wealth, LLCFort Lauderdale, FL · 2,249 clientsWealth managerHybridFortune Financial Services, Inc.
    Schwab 100%
    $484M
  7. 7981
    Physicians Financial Services, Inc.Raleigh, NC · 216 clientsWealth managerHybridCapital Investment Brokerage, Inc., Capital Investment Group, Inc.
    Schwab 100%
    $482M
  8. 7997
    Orange Avenue Advisors LLCOrlando, FL · 1 clientsPrivate fund adviserAffiliated broker-dealerTelesis Securities LLC
    No custodian reported
    $481M
  9. 8013
    IDB Lido Wealth, LLCNew York, NY · 209 clientsWealth managerBank-affiliatedAffiliated broker-dealerLido Securities, LLC
    Schwab 100%
    $478M
  10. 8047
    Cape Investment Advisory, Inc.McDonough, GA · 1,013 clientsWealth managerHybridAmerican Global Wealth Management, Inc., Cape Securities Inc.
    No custodian reported
    $474M
  11. 8060
    Return ON Life Wealth PartnersCleveland, OH · 284 clientsWealth managerHybrid
    No custodian reported
    $473M
  12. 8076
    Van Clemens Wealth Management, LLCMinneapolis, MN · 616 clientsWealth managerPublic-company ownedHybridVan Clemens & Co. Incorporated
    RBC 52%Schwab 48%
    $470M
  13. 8088
    Adapt Wealth Advisors, LLCAtlanta, GA · 463 clientsWealth managerAffiliated broker-dealerCanton Street Strategies, LLC
    Schwab 100%
    $469M
  14. 8090
    Advantage Advisers Management, LLCNew York, NY · 1 clientsPrivate fund adviserAffiliated broker-dealerOppenheimer & Co. Inc., Oppenheimer Europe LTD
    No custodian reported
    $469M
  15. 8120
    BcasBedford, NH · 294 clientsWealth managerHybrid
    Schwab 82%
    $466M
  16. 8128
    Olive Partners ManagementPalo Alto, CA · 14 clientsPrivate fund adviserAffiliated broker-dealerArk Group Holdings (hong Kong) Limited, Ark Securities LLC
    No custodian reported
    $465M
  17. 8129
    First Citizens Asset Management, IncRaleigh, NC · 1,264 clientsWealth managerBank-affiliatedHybridFirst Citizens Capital Securities, LLC, First Citizens Investor Services, Inc.
    Pershing 100%
    $465M
  18. 8141
    Destra Capital Advisors LLCBozeman, MT · 2 clientsAsset managerHybridDestra Capital Investments LLC
    No custodian reported
    $464M
  19. 8153
    Charter Capital Management, IncBrookfield, WI · 362 clientsWealth managerAffiliated broker-dealerKestra Investment Services, LLC
    Fidelity 100%
    $462M
  20. 8167
    MBX Investors LLCFarmington Hills, MI · 1 clientsPrivate fund adviserHybridMBX Clearing LLC
    No custodian reported
    $460M
  21. 8183
    Strategas Asset Management, LLCNew York, NY · 15 clientsAsset managerHybridBaird Strategas LLC, Robert W. Baird & Co. Incorporated
    Robert W. Baird & Co. Incorporated 75%Schwab 25%
    $458M
  22. 8189
    Eagle Point Income Management LLCGreenwich, CT · 1 clientsAsset managerHybridEagle Point Securities LLC, SPC Capital Markets LLC
    No custodian reported
    $458M
  23. 8207
    Florida Financial Advisors, LLCTampa, FL · 3,005 clientsWealth managerWrap sponsorHybridTrinity Wealth Securities, L.L.C.
    Fidelity 52%Schwab 48%
    $456M
  24. 8246
    RBA Wealth Management, LLCNewport Beach, CA · 426 clientsWealth managerHybrid
    Schwab 100%
    $452M
  25. 8269
    Hazard & Siegel Advisory Services LLCDewitt, NY · 150 clientsAsset managerHybridHazard & Siegel, Inc.
    Fidelity 35%Principal Securities 32%
    $450M
  26. 8304
    Maxim Financial Advisors LLCNew York, NY · 775 clientsWealth managerWrap sponsorHybridMaxim Group LLC
    Pershing 100%
    $445M
  27. 8311
    Lefavi Wealth ManagementSalt Lake City, UT · 576 clientsWealth managerWrap sponsorHybridBruce A. Lefavi Securities, Inc.
    Schwab 100%
    $445M
  28. 8317
    CM Investment Partners, LLCNew York, NY · 5 clientsAsset managerHybridICM Nominees Holdings Limited, Investcorp Asia Services Private Limited
    No custodian reported
    $444M
  29. 8323
    Sumitomo Mitsui DS Asset Management (singapore) PTE. LTD.Singapore, Singapore · 1 clientsPrivate fund adviserAffiliated broker-dealerSmbc Nikko Securities Inc.
    No custodian reported
    $444M
  30. 8337
    Inland Advisory Services, LLCOak Brook, IL · 1 clientsAsset managerAffiliated broker-dealerInland Securities Corporation
    No custodian reported
    $443M
  31. 8347
    Figure Investment Advisors, LLCSan Francisco, CA · 5 clientsAsset managerHybridFigure Securities, Inc.
    No custodian reported
    $442M
  32. 8366
    Black Diamond Financial, LLC92 clientsWealth managerWrap sponsorHybridLadenburg Thalmann & Co. Inc.
    Schwab 86%
    $441M
  33. 8372
    SGL Investment Advisors, Inc.Missoula, MT · 883 clientsBroker-dealer firmHybridS.G. Long & Company
    Schwab 100%
    $440M
  34. 8383
    Bates Financial Advisors, Inc.Rockford, IL · 399 clientsWealth managerHybridBates Securities, Inc.
    Fidelity 85%
    $439M
  35. 8408
    Herbert J. Sims Capital Management, Inc.Fairfield, CT · 350 clientsWealth managerWrap sponsorHybridHerbert J. Sims & Co, Inc.
    Pershing 100%
    $437M
  36. 8433
    Mutual of America Life Insurance CompanyNew York, NY · 21 clientsAsset managerHybridMutual of America Securities LLC
    No custodian reported
    $434M
  37. 8436
    Plan A Wealth, LLCLincoln, NE · 658 clientsWealth managerHybrid
    Schwab 100%
    $434M
  38. 8441
    Neostellar Advisors LLCNew York, NY · 1 clientsAsset managerHybridThe Klein Group, LLC
    No custodian reported
    $433M
  39. 8443
    Alphacentric Advisors LLCSan Juan, PR · 6 clientsAsset managerHybridALT Fund Distributors LLC
    No custodian reported
    $433M
  40. 8447
    Lisanti Capital Growth LLCNew York, NY · 18 clientsAsset managerAffiliated broker-dealerDinosaur Financial Group, L.l.c
    Northern Trust 39%State Street 35%BNY 26%
    $432M

RIAs by state