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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

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  1. 2122
    KKR Credit Advisors (singapore) PTE. LTD.Singapore, Singapore · 11 clientsPrivate fund adviserAffiliated broker-dealerGlobal Atlantic Distributors, LLC, KKR Australia Investment Management PTY Limited
    State Street 100%
    $4.9B
  2. 2127
    Neuberger Berman Loan Advisers LLCChicago, IL · 13 clientsPrivate fund adviserHybridNeuberger Berman BD LLC
    No custodian reported
    $4.9B
  3. 2130
    StashNew York, NY · 1,138,270 clientsWealth managerPublic-company ownedHybridStash Capital LLC, clears through Apex Clearing
    Apex Fintech 100%
    $4.9B
  4. 2134
    Advantage Advisers Multi-Manager, L.L.C.New York, NY · 2 clientsAsset managerAffiliated broker-dealerOppenheimer & Co. Inc., Oppenheimer Europe LTD
    No custodian reported
    $4.9B
  5. 2135
    Swiss RE Insurance-Linked Strategies Inc.New York, NY · 5 clientsPrivate fund adviserHybridSwiss RE Capital Markets Corporation, Swiss RE Capital Markets Europe S.A.
    No custodian reported
    $4.9B
  6. 2144
    Madison Asset ManagementMadison, WI · 36 clientsAsset managerHybridMFD Distributor, LLC
    No custodian reported
    $4.9B
  7. 2154
    Macquarie Wealth Advisers, LLCNew York, NY · 29 clientsAsset managerHybridMacquarie Capital (USA) Inc.
    No custodian reported
    $4.8B
  8. 2158
    Cardinal Point Wealth ManagementToronto, On, Canada · 2,387 clientsWealth managerAffiliated broker-dealer
    National Bank Independent Network 49%
    $4.8B
  9. 2159
    Sowell ManagementNorth Little Rock, AR · 6,624 clientsWealth managerHybridPrivate Client Services, LLC, Purshe Kaplan Sterling Investments, Inc., clears through National Financial Services (Fidelity), Hilltop Securities
    Fidelity 67%Schwab 33%
    $4.8B
  10. 2167
    Gladstone Management CorporationMcLean, VA · 5 clientsAsset managerHybridGladstone Securities, LLC, clears through RBC Capital Markets
    No custodian reported
    $4.8B
  11. 2172
    The Ascent Group, LLCVirginia Beach, VA · 4,292 clientsWealth managerHybridAlera Securities LLC
    Fidelity 39%Schwab 34%Assetmark Trust 27%
    $4.8B
  12. 2176
    Robeco Institutional Asset Management US IncNew York, NY · 17 clientsAsset managerHybridBoston Partners Securities, L.L.C.
    BNY 39%State Street 27%
    $4.8B
  13. 2177
    GWN Securities Inc.Palm Beach Gardens, FL · 37,793 clientsBroker-dealer firmHybridAbacus Investments, Inc., Money Concepts Capital Corp, clears through Hilltop Securities
    Fidelity 56%Matrix Trust 44%
    $4.8B
  14. 2181
    BC Advisors, LLCMt. Laurel, NJ · 102 clientsWealth managerHybridMafg RIA Services, Inc.
    No custodian reported
    $4.7B
  15. 2184
    JFS Wealth Advisors, LLCHermitage, PA · 2,340 clientsWealth managerAffiliated broker-dealer
    Schwab 72%Fidelity 28%
    $4.7B
  16. 2188
    Investcorp Investment Solutions LLCNew York, NYAsset managerHybridInvestcorp Asia Financial Services Private Limited, Investcorp Asset Advisory Services Limited
    No custodian reported
    $4.7B
  17. 2193
    Kotak Mahindra Asset Management (singapore) PTE. LTD.Singapore, Singapore · 10 clientsPrivate fund adviserAffiliated broker-dealerKotak Mahindra (UK) Limited, Kotak Mahindra (international) Limited
    Northern Trust 66%
    $4.7B
  18. 2204
    Diversify Advisory Services, LLCSouth Jordan, UT · 5,322 clientsWealth managerHybridDfpg Investments, LLC, Wade Read Capital, LLC
    Schwab 52%Fidelity 48%
    $4.6B
  19. 2214
    PantheonLondon, United Kingdom · 24 clientsPrivate fund adviserAffiliated broker-dealerPantheon Securities, LLC
    No custodian reported
    $4.6B
  20. 2215
    Ancora Advisors LLCMayfield Heights, OH · 307 clientsAsset managerHybridInverness Securities, LLC
    Fifth Third Bank 60%Fidelity 26%
    $4.6B
  21. 2216
    Templeton Investment Counsel, LLCFt. Lauderdale, FL · 507 clientsAsset managerHybridClarion Partners Emea Limited, Clarion Partners Europe (u.k.) Limited
    BNY 63%J.P. Morgan 25%
    $4.6B
  22. 2218
    Haussmann 1864 Capital Management LLCNew York, NY · 12 clientsAsset managerAffiliated broker-dealerBernstein Institutional Services LLC, SG Americas Securities, LLC
    J.P. Morgan 100%
    $4.6B
  23. 2237
    Wharton Business Group, LLCMalvern, PA · 119 clientsWealth managerAffiliated broker-dealerAlera Securities LLC
    Schwab 100%
    $4.6B
  24. 2238
    Zevenbergen Capital Investments LLCEdmonds, WA · 334 clientsAsset managerHybridVP Distributors, LLC
    Schwab 23%J.P. Morgan 22%
    $4.6B
  25. 2244
    Franklin Street Advisors Inc.Chapel Hill, NC · 413 clientsWealth managerBank-affiliatedAffiliated broker-dealerComerica Securities,inc., Fifth Third Securities, Inc.
    SEI 56%Fidelity 44%
    $4.5B
  26. 2249
    Innovation X AdvisorsRockville, MD · 19 clientsBroker-dealer firmHybridCeros Financial Services, Inc., clears through National Financial Services (Fidelity), Axos Clearing
    No custodian reported
    $4.5B
  27. 2251
    Spire Wealth Management, LLCMcLean, VA · 6,379 clientsWealth managerHybridSpire Securities, LLC, clears through National Financial Services (Fidelity), Pershing
    Fidelity 79%
    $4.5B
  28. 2252
    Agtb Fund Manager, LLCNew York, NY · 1 clientsAsset managerHybridAngelo, Gordon Hong Kong Limited, TPG Angelo, Gordon International LLC
    No custodian reported
    $4.5B
  29. 2256
    Halseypoint Asset ManagementEl Segundo, CA · 10 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $4.5B
  30. 2257
    Capitolis Advisors LLCNew York, NYAsset managerHybridCapitolis Global Broker Dealer LLC, Capitolis Liquid Global Markets LLC
    Deutsche Bank 59%BNY 41%
    $4.5B
  31. 2265
    Alpinvest Private Equity Investment Management, LLCNew York, NY · 2 clientsAsset managerHybridCarlyle Japan Equity Management L.L.C., TCG Capital Markets L.L.C.
    No custodian reported
    $4.5B
  32. 2277
    Blue Owl Digital Infrastructure Trust Advisors LLCChicago, IL · 2 clientsPrivate fund adviserHybridBlue Owl Securities LLC
    State Street 100%
    $4.4B
  33. 2278
    Ninepoint Partners LPToronto, Ontario, Canada · 44 clientsPrivate fund adviserAffiliated broker-dealerSightline Wealth Management LP
    No custodian reported
    $4.4B
  34. 2281
    TPG RE Finance Trust Management, L.P.Fort Worth, TX · 1 clientsPrivate fund adviserHybridAngelo, Gordon Hong Kong Limited, TPG Angelo, Gordon International LLC
    No custodian reported
    $4.4B
  35. 2284
    Locust Wood Capital Advisers, LLCNew York, NY · 18 clientsAsset managerHybridTriple A Partners LLC
    No custodian reported
    $4.4B
  36. 2291
    AQR Arbitrage, LLCGreenwich, CT · 15 clientsPrivate fund adviserAffiliated broker-dealerAQR Investments, LLC
    No custodian reported
    $4.4B
  37. 2298
    Invesco Investment Advisers LLCDowners Grove, IL · 1,116 clientsAsset managerHybridInvesco Capital Markets, Inc., Invesco Distributors, Inc.
    No custodian reported
    $4.4B
  38. 2299
    Ancala Partners LLCNew York, NY · 1 clientsAsset managerHybridAncala Partners LLP
    No custodian reported
    $4.4B
  39. 2301
    Campbell & Company Investment Adviser LLCBaltimore, MD · 11 clientsAsset managerHybridCampbell Financial Services, LLC
    Morgan Stanley 100%
    $4.3B
  40. 2302
    Quilvest Capital Partners Management, LLCNew York, NY · 79 clientsPrivate fund adviserHybridQuilvest (switzerland) LTD., Quilvest Capital Partners Securities LLC
    No custodian reported
    $4.3B

RIAs by state