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Wealth manager, public-company owned · New York, NY

Stash

Stash Investments LLC · SEC-registered investment adviser · CRD 226550 · SEC 801-96294

At a glance

Stash is an SEC-registered investment adviser based in New York, New York, with $4.9 billion in regulatory assets under management as of its Form ADV filed September 9, 2026. Its largest client group by assets is individuals, and it reports 1,138,270 individual clients. By Form ADV it is a wealth manager (public-company owned), ranked 343rd of 8,915 wealth managers and 2,130th of 17,210 SEC-registered advisers by assets.

Main office 800-205-5164stash.comLinkedInAs filed on Form ADV

Regulatory AUM
$4.9B
Rank among wealth managers
#343 of 8,915
Rank among all SEC RIAs
#2,130 of 17,210
Rank in New York
#541 of 2,591
Individual clients
1,138,270
High-net-worth clients
0
Accounts
1,758,044
Discretionary
5% of AUM
Employees
124
Advisory staff
6
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

  1. Apex Fintech$4.2B

Other RIAs using Apex Fintech

Broker-dealer

Hybrid RIA

Stash is a hybrid RIA: 13 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Stash Capital LLC.

Its Form ADV brochure (filed August 2026) names Stash Capital as the broker-dealer its advisers are registered with.

Many Stash employees are also registered representatives of Stash Capital.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Individuals1,138,270$4.9B100%

Disciplinary disclosures

Stash reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Periodicals or newsletters

How it’s paid

  • A percentage of assets under management
  • Subscription fees
  • Fixed fees

Form ADV and brochures on the SEC’s adviser search ↗stash.com ↗

AtlasMembers

The full record on Stash

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
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Rank against 820 peers of its type and size
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Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
2Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Stash manage?

Stash reports $4.9 billion in regulatory assets under management across 1,758,044 accounts, 5% of it on a discretionary basis, on its Form ADV filed September 9, 2026.

What kind of firm is Stash?

Stash is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. A public reporting company controls it.

Who are Stash’s clients?

By assets, its largest client types are individuals ($4.9 billion, 1,138,270 clients).

Does Stash have any disciplinary history?

Stash reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Stash’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-09), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →