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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 970
    Principal Securities, Inc.Des Moines, IA · 51,941 clientsBroker-dealer firmHybridPrincipal Funds Distributor, Inc., Sami Brokerage LLC, clears through National Financial Services (Fidelity)
    Fidelity 100%
    $17B
  2. 972
    TPG Real Estate Advisors, LLCFort Worth, TX · 35 clientsPrivate fund adviserHybridAngelo, Gordon Hong Kong Limited, TPG Angelo, Gordon International LLC
    No custodian reported
    $17B
  3. 973
    Allen Investment Management, LLCNew York, NY · 144 clientsWealth managerAffiliated broker-dealerAllen & Company LLC, clears through Pershing
    Fidelity 37%Schwab 27%
    $17B
  4. 974
    Petercam Institutional Asset ManagementBrussels, Belgium · 216 clientsAsset managerAffiliated broker-dealerBank Degroof Petercam SA
    Bank Degroof Petercam Luxembourg SA 100%
    $17B
  5. 975
    Raymond James Investment ManagementSt Petersburg, FL · 5 clientsAsset managerHybridCarillon Fund Distributors, Inc., Cebile Capital LLP
    No custodian reported
    $17B
  6. 977
    Nationwide Investment Advisors, LLCColumbus, OH · 251,223 clientsWealth managerBank-affiliatedHybridNationwide Fund Distributors LLC, Nationwide Investment Services Corporation
    Nationwide Trust Company, FSB 72%Nationwide Life Insurance 28%
    $17B
  7. 978
    T. Rowe Price Australia LimitedSydney, NSW, Australia · 41 clientsPrivate fund adviserAffiliated broker-dealerT. Rowe Price Investment Services, Inc.
    J.P. Morgan 100%
    $17B
  8. 981
    Sustainable Growth Advisers, LPStamford, CT · 224 clientsAsset managerAffiliated broker-dealerVP Distributors LLC
    J.P. Morgan 41%BNY 25%
    $17B
  9. 982
    Citizens Private WealthTarrytown, NY · 2,567 clientsWealth managerBank-affiliatedHybridCitizens JMP Securities, LLC, Citizens Securities, Inc.
    Fidelity 54%Schwab 46%
    $17B
  10. 990
    O'connor Alternative Investments, LLCNew York, NY · 42 clientsPrivate fund adviserHybridCantor Fitzgerald & Co.
    J.P. Morgan 93%
    $16B
  11. 992
    Envestnet Retirement Solutions, LLCBerwyn, PA · 4,876 clientsAsset managerAffiliated broker-dealerEnvestnet Securities, Inc., Fidx Markets LLC
    No custodian reported
    $16B
  12. 994
    Bain Capital Asset Management, LPBoston, MA · 57 clientsPrivate fund adviserHybridBain Capital Markets, LLC
    No custodian reported
    $16B
  13. 995
    Independent Financial PartnersTampa, FL · 54,154 clientsWealth managerHybridIFP Securities, LLC, clears through Pershing
    Fidelity 34%Schwab 30%
    $16B
  14. 996
    Venerable Investment Advisers, LLCWest Chester, PA · 21 clientsAsset managerHybridDirected Services LLC
    No custodian reported
    $16B
  15. 997
    National Investment Services of America, LLCMilwaukee, WI · 360 clientsAsset managerAffiliated broker-dealerResolute Investment Distributors, Inc.
    Mellon Trust 34%U.S. Bank 32%
    $16B
  16. 1000
    Blue Owl Technology Credit Advisors LLCNew York, NY · 5 clientsAsset managerHybridBlue Owl Securities LLC
    No custodian reported
    $16B
  17. 1001
    Fs/kkr Advisor, LLCPhiladelphia, PA · 3 clientsAsset managerHybridFS Investment Solutions, LLC, Global Atlantic Distributors, LLC
    No custodian reported
    $16B
  18. 1002
    First Sentier Investors International IM LimitedEdinburgh, United Kingdom · 16 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $16B
  19. 1003
    Wilmington Funds Management CorporationWilmington, DE · 10 clientsAsset managerAffiliated broker-dealerM&t Securities, Inc., Manufacturers and Traders Trust Company
    No custodian reported
    $16B
  20. 1004
    50 South Capital Advisors, LLCChicago, IL · 139 clientsPrivate fund adviserHybridNorthern Trust Securities, Inc.
    No custodian reported
    $16B
  21. 1005
    Silverbay Capital Management LLCNew York, NY · 2 clientsAsset managerHybridBreakwater Group Distribution Services, LLC
    No custodian reported
    $16B
  22. 1006
    FartherSan Francisco, CA · 14,965 clientsWealth managerWrap sponsorAffiliated broker-dealerFarther Securities, LLC
    Schwab 61%Fidelity 39%
    $16B
  23. 1008
    Morgan Stanley Infrastructure Inc.New York, NY · 21 clientsPrivate fund adviserHybridEaton Vance Distributors, Inc., Morgan Stanley & Co. LLC
    No custodian reported
    $16B
  24. 1011
    Mycio Wealth Partners, LLCPhiladelphia, PA · 943 clientsWealth managerPublic-company ownedAffiliated broker-dealer
    Schwab 100%
    $16B
  25. 1012
    Msref Real Estate Advisor, Inc.New York, NY · 26 clientsPrivate fund adviserHybridEaton Vance Distributors, Inc., Morgan Stanley & Co. LLC
    No custodian reported
    $16B
  26. 1016
    E Fund Management (hong Kong) Co., LimitedHong Kong, Hong Kong · 67 clientsPrivate fund adviserAffiliated broker-dealerGF Securities Co., Limited
    Icbc (asia) Trustee Company Limited 49%J.P. Morgan 35%
    $16B
  27. 1017
    Stanhope Capital, LLPLondon, United Kingdom · 182 clientsAsset managerAffiliated broker-dealerCorient Dealing and Treasury Serivices (UK) Limited, Stonehage Fleming Dealing and Treasury Services (jersey) Limited
    No custodian reported
    $16B
  28. 1022
    Blackstone Strategic Capital Advisors, L.L.C.New York, NY · 21 clientsPrivate fund adviserHybridBlackstone Securities Partners L.P., Currencies Direct LTD
    No custodian reported
    $16B
  29. 1025
    Primerica AdvisorsDuluth, GA · 67,816 clientsBroker-dealer firmHybridPfsl Investments Canada LTD., Primerica Brokerage Services, Inc., clears through Pershing
    Pershing 100%
    $16B
  30. 1026
    Evercore Wealth Management, LLCNew York, NY · 791 clientsWealth managerBank-affiliatedAffiliated broker-dealerEvercore Group L.L.C.
    Evercore Trust Company 89%
    $16B
  31. 1027
    Osaic Advisory Services, LLCAtlanta, GA · 29,898 clientsWealth managerHybridLadenburg Thalmann & Co. Inc., Osaic Institutions, Inc.
    Schwab 70%Fidelity 30%
    $15B
  32. 1029
    Allianz Global Investors Asia Pacific LimitedHong Kong, Hong Kong · 69 clientsPrivate fund adviserAffiliated broker-dealerAllianz Global Investors (schweiz) AG, Allianz Global Investors Middle East Limited
    BNY 79%
    $15B
  33. 1037
    Cavanal Hill Investment Management, Inc.Tulsa, OK · 3 clientsAsset managerHybridBOK Financial Securities, Inc., Bokf, NA
    Bokf 100%
    $15B
  34. 1038
    CW Advisors, LLCBoston, MA · 6,542 clientsWealth managerAffiliated broker-dealerLadenburg Thalmann & Co. Inc., Osaic Services, Inc.
    Fidelity 54%Schwab 46%
    $15B
  35. 1039
    Nationwide Asset Management, LLCColumbus, OH · 3 clientsAsset managerHybridNationwide Fund Distributors LLC, Nationwide Investment Services Corporation
    BNY 87%
    $15B
  36. 1040
    Blackstone Ireland LimitedDublin 2, Ireland · 50 clientsPrivate fund adviserHybridASK Investment Managers LTD., Blackstone Securities Partners L.P.
    Credit Suisse Services AG 100%
    $15B
  37. 1041
    Pomona CapitalNew York, NY · 23 clientsPrivate fund adviserAffiliated broker-dealerVoya Financial Advisors, Inc., Voya Financial Partners, LLC
    No custodian reported
    $15B
  38. 1049
    Wolverine Asset Management, LLCChicago, IL · 3 clientsPrivate fund adviserHybridWolverine Execution Services, LLC, Wolverine Trading UK, Limited, clears through RBC Capital Markets, Goldman Sachs, BofA Securities
    No custodian reported
    $15B
  39. 1050
    CI Global Investments Inc.Oakland, CA · 27 clientsPrivate fund adviserAffiliated broker-dealerCI Investments Inc.
    RBC 100%
    $15B
  40. 1051
    Fiduciary Consulting GroupGreenwood Village, CO · 70 clientsAsset managerAffiliated broker-dealerMorgan Stanley Smith Barney LLC
    No custodian reported
    $15B

RIAs by state