Private fund adviser · New York, NY
Pomona Capital
Pomona Management LLC · SEC-registered investment adviser · CRD 148269 · SEC 801-69755
At a glance
Pomona Capital is an SEC-registered investment adviser based in New York, New York, with $15.2 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 454th of 4,686 private fund advisers and 1,041st of 17,210 SEC-registered advisers by assets.
Main office 212-593-3639pomonacapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $15B
- Rank among private fund advisers
- #454 of 4,686
- Rank among all SEC RIAs
- #1,041 of 17,210
- Rank in New York
- #287 of 2,591
- Clients
- 23
- Accounts
- 23
- Discretionary
- 100% of AUM
- Employees
- 41
- Advisory staff
- 18
- Offices
- 1
Owners and executives on its Form ADV
- Michael D GranoffManaging Principal
- Francis N. JanisManaging Principal
- Jeremy S. DardickChief Compliance Officer
- Jeremy S. DardickGeneral Counsel
- John C. StephensChief Financial Officer
Custody and brokerage
Custodian
Pomona Capital’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Voya Financial Advisors, Inc., Voya Financial Partners, LLC and Voya Investments Distributor, LLC.
- Voya Financial Advisors, Inc. ↗CRD 2882
- Voya Financial Partners, LLC ↗CRD 34815
- Voya Investments Distributor, LLC ↗CRD 37886
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, April 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 21 | $11B | 74% |
| Insurance companies | 1 | $2.0B | 13% |
| Investment companies | 1 | $1.9B | 13% |
Private funds
Pomona Capital reports 38 private funds with $11B in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Pomona Capital reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Other services
How it’s paid
- A percentage of assets under management
- Performance-based fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗pomonacapital.com ↗
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The full record on Pomona Capital
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 803 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Pomona Capital manage?
Pomona Capital reports $15.2 billion in regulatory assets under management across 23 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Pomona Capital?
Pomona Capital is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Pomona Capital’s clients?
By assets, its largest client types are pooled investment vehicles ($11.3 billion, 21 clients); insurance companies ($2.0 billion, 1 clients); investment companies ($1.9 billion, 1 clients).
Does Pomona Capital manage private funds?
Yes. It reports 38 private funds with $11.1 billion in gross assets, including private equity funds.
Does Pomona Capital have any disciplinary history?
Pomona Capital reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Pomona Capital’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →