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Financial ADVSR advisor directory · SEC adviser records

RBC Capital Markets, LLC financial advisors in Memphis, TN

Every SEC-registered investment adviser representative at a RBC Capital Markets, LLC office in Memphis, A to Z.

The short answer

1 registered advisors work at RBC Capital Markets, LLC in Memphis, out of 3,466 at the firm nationwide; it ranks number 61 in the city by advisors. 0 list the CFP designation and 1 are also registered broker representatives.

RBC Capital Markets, LLC advisors in Memphis, A to Z

Every RBC Capital Markets, LLC advisor →

RBC Capital Markets, LLC advisors in every city and state →RBC Capital Markets, LLC: assets, clients and custodians →RBC news and advisor moves →Advisor Moves: who changed firms this week →

RBC Capital Markets, LLC advisors in other cities

Minneapolis, MN 196New York, NY 158Florham Park, NJ 90Wayzata, MN 68Seattle, WA 63Vienna, VA 59Houston, TX 57Dallas, TX 45Boston, MA 42Leawood, KS 42Atlanta, GA 41San Francisco, CA 41Edina, MN 40Beverly Hills, CA 36Chicago, IL 36

Other firms in Memphis

All Memphis advisors →

Raymond James & Associates, Inc. 111MML Investors Services, LLC 59LPL Financial LLC 58Merrill Lynch, Pierce, Fenner & Smith Incorporated 32UBS Financial Services Inc. 32Raymond James Financial Services Advisors, Inc. 26Wells Fargo Clearing Services, LLC 25Morgan Stanley 21Stephens 21Duncan Williams Asset Management, LLC 15Legacy Wealth Management, LLC 15Kelman Lazarov Inc. 12

Questions

How many financial advisors does RBC Capital Markets, LLC have in Memphis?

1 investment adviser representatives are registered at RBC Capital Markets, LLC offices in Memphis, Tennessee, according to the SEC's Investment Adviser Public Disclosure records, out of 3,466 nationwide. 0 list the CFP designation and 1 are also registered as broker representatives.

Is RBC Capital Markets, LLC one of the largest advisor employers in Memphis?

RBC Capital Markets, LLC ranks number 61 in Memphis by registered advisors; Raymond James & Associates, Inc. has the most, with 111.

How do I check a RBC Capital Markets, LLC advisor in Memphis?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the RBC Capital Markets, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.