Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Winthrop, ME
Every SEC-registered investment adviser representative at a firm office in Winthrop, with the firms that employ the most of them.
4 registered advisors work in Winthrop; the most are at Azimuth Capital Management, LLC (1). 0 list the CFP designation and 2 are also registered broker representatives.
Firms with the most advisors in Winthrop
| Firm | Advisors in Winthrop |
|---|---|
| Azimuth Capital Management, LLC | 1 |
| Compass Capital Corporation | 1 |
| Horace Mann Investors, Inc. | 1 |
| Osaic Wealth, Inc. news | 1 |
Advisors in Winthrop, A to Z
Search all of Maine →- Patrick J. BrennanOsaic Wealth, Inc.
- Kenneth P. DaleyAzimuth Capital Management, LLC
- Steven M. DelisleHorace Mann Investors, Inc.
- Troy A. KnowlanCompass Capital Corporation
Other cities in Maine
All of Maine →Portland 361Bangor 79Falmouth 56Scarborough 43South Portland 32Lewiston 27Waterville 27Brunswick 22Auburn 19Westbrook 18Camden 17Kennebunk 16Augusta 14Biddeford 14Saco 13Yarmouth 12Bar Harbor 10Ellsworth 10Gardiner 10Wells 10York 10Cumberland Foreside 9Presque Isle 9Windham 9
Questions
How many financial advisors are in Winthrop, ME?
4 investment adviser representatives are registered at firm offices in Winthrop, Maine, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Winthrop?
Azimuth Capital Management, LLC, with 1 registered advisors in Winthrop, followed by Compass Capital Corporation with 1.
How do I check a financial advisor in Winthrop?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.