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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lousiville, KY

Every SEC-registered investment adviser representative at a firm office in Lousiville, with the firms that employ the most of them.

2 registered advisors work in Lousiville; the most are at Cetera Investment Advisers LLC (1). 0 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Lousiville

FirmAdvisors in Lousiville
Cetera Investment Advisers LLC news1
Stratos Wealth Partners, Ltd.1

Advisors in Lousiville, A to Z

Search all of Kentucky →

Other cities in Kentucky

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Louisville 1,185Covington 629Lexington 572Bowling Green 96Owensboro 73Florence 72Paducah 67Elizabethtown 45Fort Wright 44Independence 43Fort Mitchell 38Henderson 34Union 31Prospect 29Richmond 27Danville 26Fort Thomas 25Crestview Hills 24Bardstown 23Edgewood 23Nicholasville 23Alexandria 21Hebron 21Ashland 20

Questions

How many financial advisors are in Lousiville, KY?

2 investment adviser representatives are registered at firm offices in Lousiville, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Lousiville?

Cetera Investment Advisers LLC, with 1 registered advisors in Lousiville, followed by Stratos Wealth Partners, Ltd. with 1.

How do I check a financial advisor in Lousiville?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.