Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Lawrenceburg, KY
Every SEC-registered investment adviser representative at a firm office in Lawrenceburg, with the firms that employ the most of them.
11 registered advisors work in Lawrenceburg; the most are at LPL Financial LLC (4). 3 list the CFP designation and 11 are also registered broker representatives.
Firms with the most advisors in Lawrenceburg
| Firm | Advisors in Lawrenceburg |
|---|---|
| LPL Financial LLC news | 4 |
| Transamerica Financial Advisors, LLC | 4 |
| Edward Jones news | 2 |
| State Farm Investment Management Corp. | 1 |
Advisors in Lawrenceburg, A to Z
CFP advisors in Lawrenceburg →- Austin BlackLPL Financial LLC · Certified Financial Planner
- Randall K. BlockTransamerica Financial Advisors, LLC
- Kenneth E. ClarkLPL Financial LLC · Certified Financial Planner
- John M. EcclesLPL Financial LLC
- Jason J. HagenTransamerica Financial Advisors, LLC
- Patrick J. KellyLPL Financial LLC
- Byron V. PattonTransamerica Financial Advisors, LLC
- Stan K. SimmonsState Farm Investment Management Corp. · Chartered Financial Consultant
- Jennifer A. WiningerEdward Jones · Certified Financial Planner
- Mark A. WinsorTransamerica Financial Advisors, LLC
- Chasidy YocumEdward Jones
Other cities in Kentucky
All of Kentucky →Louisville 1,185Covington 629Lexington 572Bowling Green 96Owensboro 73Florence 72Paducah 67Elizabethtown 45Fort Wright 44Independence 43Fort Mitchell 38Henderson 34Union 31Prospect 29Richmond 27Danville 26Fort Thomas 25Crestview Hills 24Bardstown 23Edgewood 23Nicholasville 23Alexandria 21Hebron 21Ashland 20
Questions
How many financial advisors are in Lawrenceburg, KY?
11 investment adviser representatives are registered at firm offices in Lawrenceburg, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 11 of them are also registered as broker representatives, and 3 list the CFP designation.
Which firm has the most financial advisors in Lawrenceburg?
LPL Financial LLC, with 4 registered advisors in Lawrenceburg, followed by Transamerica Financial Advisors, LLC with 4.
How do I check a financial advisor in Lawrenceburg?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.