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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Elsmere, KY

Every SEC-registered investment adviser representative at a firm office in Elsmere, with the firms that employ the most of them.

4 registered advisors work in Elsmere; the most are at Wells Fargo Advisors Financial Network, LLC (2). 0 list the CFP designation and 4 are also registered broker representatives.

Firms with the most advisors in Elsmere

FirmAdvisors in Elsmere
Wells Fargo Advisors Financial Network, LLC news2
Silver Oak Securities, Incorporated1
Strategic Advisers LLC1

Advisors in Elsmere, A to Z

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Other cities in Kentucky

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Louisville 1,255Covington 611Lexington 606Bowling Green 98Owensboro 86Florence 81Paducah 75Fort Wright 51Independence 50Fort Mitchell 48Elizabethtown 43Henderson 37Union 33Crestview Hills 29Edgewood 29Richmond 29Danville 28Nicholasville 26Prospect 25Erlanger 24Alexandria 23Bardstown 23Hebron 23Fort Thomas 22

Questions

How many financial advisors are in Elsmere, KY?

4 investment adviser representatives are registered at firm offices in Elsmere, Kentucky, according to the SEC's Investment Adviser Public Disclosure records. 4 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Elsmere?

Wells Fargo Advisors Financial Network, LLC, with 2 registered advisors in Elsmere, followed by Silver Oak Securities, Incorporated with 1.

How do I check a financial advisor in Elsmere?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.