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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Le Mars, IA

Every SEC-registered investment adviser representative at a firm office in Le Mars, with the firms that employ the most of them.

7 registered advisors work in Le Mars; the most are at Cetera Investment Advisers LLC (2). 0 list the CFP designation and 7 are also registered broker representatives.

Firms with the most advisors in Le Mars

FirmAdvisors in Le Mars
Cetera Investment Advisers LLC news2
Eagle Strategies LLC1
Edward Jones news1
Raymond James Financial Services Advisors, Inc. news1
State Farm Investment Management Corp.1
Thrivent Investment Management Inc.1

Advisors in Le Mars, A to Z

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West Des Moines 760Cedar Rapids 405Des Moines 400Urbandale 252Dubuque 180Davenport 162Bettendorf 106Fairfield 106Clive 87Waterloo 72Ankeny 71Cedar Falls 71Iowa City 66Hiawatha 62Sioux City 61Johnston 59Ames 54Coralville 51Waverly 39Pella 34Clinton 31Spencer 30Marion 28Council Bluffs 25

Questions

How many financial advisors are in Le Mars, IA?

7 investment adviser representatives are registered at firm offices in Le Mars, Iowa, according to the SEC's Investment Adviser Public Disclosure records. 7 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Le Mars?

Cetera Investment Advisers LLC, with 2 registered advisors in Le Mars, followed by Eagle Strategies LLC with 1.

How do I check a financial advisor in Le Mars?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.