Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Cetera Investment Advisers LLC financial advisors in North Carolina

Every SEC-registered investment adviser representative at a Cetera Investment Advisers LLC office in North Carolina, by city and A to Z.

The short answer

154 registered advisors work at Cetera Investment Advisers LLC in North Carolina, out of 9,253 nationwide; it's the firm's number 23 state by advisors, and the most are in Charlotte (20). 36 list the CFP designation and 153 are also registered broker representatives.

Cetera Investment Advisers LLC advisors by city in North Carolina

Every firm in North Carolina →

Charlotte 20Cary 15Greensboro 13Raleigh 10Wilmington 10Durham 9Winston-Salem 7Southern Pines 5Asheville 4Greenville 4Hickory 4Creedmoor 3Leland 3Lexington 3Winston Salem 3Belmont 2Graham 2High Point 2Mooresville 2New Bern 2Salisbury 2Statesville 2Burlington 1Cerro Gordo 1Clayton 1Clemmons 1Davidson 1Flat Rock 1Goldsboro 1Huntersville 1Jacksonville 1

Cetera Investment Advisers LLC advisors in North Carolina, A to Z

Search by name →

Cetera Investment Advisers LLC advisors in every state →Cetera Investment Advisers LLC: assets, clients and custodians →Cetera news and advisor moves →Advisor Moves: who changed firms this week →

Cetera Investment Advisers LLC in other states

California 868New York 604Texas 603Florida 536Pennsylvania 499Minnesota 492New Jersey 445Illinois 422Ohio 323Missouri 261Arizona 251Michigan 231Virginia 212Georgia 206Indiana 184Massachusetts 180Wisconsin 179Washington 172Louisiana 170Tennessee 168Colorado 162Maryland 157Connecticut 148Oregon 143Alabama 142South Carolina 131Iowa 126Nebraska 120Kansas 114Oklahoma 96Utah 80Hawaii 78Kentucky 76Arkansas 65Delaware 56Mississippi 51Idaho 46Nevada 39Maine 35New Hampshire 35Montana 28North Dakota 26Rhode Island 26New Mexico 24South Dakota 20West Virginia 20Vermont 16Wyoming 13District of Columbia 4Alaska 3

Questions

How many Cetera Investment Advisers LLC financial advisors are in North Carolina?

154 investment adviser representatives are registered at Cetera Investment Advisers LLC offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 9,253 at the firm nationwide. 36 list the CFP designation and 153 are also registered as broker representatives.

Where in North Carolina does Cetera Investment Advisers LLC have the most advisors?

Charlotte, with 20, then Cary (15). Cetera Investment Advisers LLC has advisors in 31 cities in North Carolina.

How do I check a Cetera Investment Advisers LLC advisor in North Carolina?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cetera Investment Advisers LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.