Financial ADVSR advisor directory · SEC adviser records
Cetera Investment Advisers LLC financial advisors in Charlotte, NC
Every SEC-registered investment adviser representative at a Cetera Investment Advisers LLC office in Charlotte, A to Z.
The short answer
20 registered advisors work at Cetera Investment Advisers LLC in Charlotte, out of 9,253 at the firm nationwide; it ranks number 33 in the city by advisors. 4 list the CFP designation and 20 are also registered broker representatives.
Cetera Investment Advisers LLC advisors in Charlotte, A to Z
Every Cetera Investment Advisers LLC advisor →- Nicholas C. BattenAlso a broker rep
- Dana S. BranhamCertified Financial Planner · Also a broker rep
- Robert J. DulskisAlso a broker rep
- Hensey A. Fenton Jr.Also a broker rep
- Centario J. GrierAlso a broker rep
- Antonius J. HendrixCertified Financial Planner · Also a broker rep
- Kurt L. HofferAlso a broker rep
- Jabbar JamisonAlso a broker rep
- Matthew KnightAlso a broker rep
- Donald L. PressonAlso a broker rep
- David K. PrewetteAlso a broker rep
- Matthew J. RiceAlso a broker rep
- Edward L. RowellCertified Financial Planner · Also a broker rep
- Thomas H. SauerCertified Financial Planner · Also a broker rep
- Craig S. Selimotic DanforthAlso a broker rep
- Frank SummersAlso a broker rep
- Christopher ToddAlso a broker rep
- Qutevia W. WeaverAlso a broker rep
- Jason T. WilsonAlso a broker rep
- Sindy M. WylieAlso a broker rep
Cetera Investment Advisers LLC advisors in every city and state →Cetera Investment Advisers LLC: assets, clients and custodians →Cetera news and advisor moves →Advisor Moves: who changed firms this week →
Cetera Investment Advisers LLC advisors in other cities
San Diego, CA 107Omaha, NE 100Phoenix, AZ 94Dallas, TX 89Minneapolis, MN 89St Louis, MO 85Houston, TX 75Scottsdale, AZ 73El Segundo, CA 72New York, NY 66Overland Park, KS 63St Cloud, MN 57Tampa, FL 55Honolulu, HI 52Minnetonka, MN 52
Other firms in Charlotte
All Charlotte advisors →Vanguard Advisers, Inc. 641Merrill Lynch, Pierce, Fenner & Smith Incorporated 434Wells Fargo Clearing Services, LLC 395Tiaa-Cref Individual & Institutional Services, LLC 321UBS Financial Services Inc. 147Truist Advisory Services, Inc. 118LPL Financial LLC 107Ameriprise Financial Services, LLC 102Morgan Stanley 95Strategic Advisers LLC 82Ip Financial Advisory Services LLC 66Principal Advised Services 66
Questions
How many financial advisors does Cetera Investment Advisers LLC have in Charlotte?
20 investment adviser representatives are registered at Cetera Investment Advisers LLC offices in Charlotte, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 9,253 nationwide. 4 list the CFP designation and 20 are also registered as broker representatives.
Is Cetera Investment Advisers LLC one of the largest advisor employers in Charlotte?
Cetera Investment Advisers LLC ranks number 33 in Charlotte by registered advisors; Vanguard Advisers, Inc. has the most, with 641.
How do I check a Cetera Investment Advisers LLC advisor in Charlotte?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cetera Investment Advisers LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.