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Financial ADVSR advisor directory · SEC adviser records

Cetera Investment Advisers LLC financial advisors in Rhode Island

Every SEC-registered investment adviser representative at a Cetera Investment Advisers LLC office in Rhode Island, by city and A to Z.

The short answer

26 registered advisors work at Cetera Investment Advisers LLC in Rhode Island, out of 9,253 nationwide; it's the firm's number 44 state by advisors, and the most are in Warwick (5). 5 list the CFP designation and 26 are also registered broker representatives.

Cetera Investment Advisers LLC advisors by city in Rhode Island

Every firm in Rhode Island →

Warwick 5Chepachet 3Newport 3North Kingstown 2South Kingstown 2Wakefield 2Charlestown 1Coventry 1Cranston 1Cumberland 1Johnston 1

Cetera Investment Advisers LLC advisors in Rhode Island, A to Z

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Cetera Investment Advisers LLC in other states

California 868New York 604Texas 603Florida 536Pennsylvania 499Minnesota 492New Jersey 445Illinois 422Ohio 323Missouri 261Arizona 251Michigan 231Virginia 212Georgia 206Indiana 184Massachusetts 180Wisconsin 179Washington 172Louisiana 170Tennessee 168Colorado 162Maryland 157North Carolina 154Connecticut 148Oregon 143Alabama 142South Carolina 131Iowa 126Nebraska 120Kansas 114Oklahoma 96Utah 80Hawaii 78Kentucky 76Arkansas 65Delaware 56Mississippi 51Idaho 46Nevada 39Maine 35New Hampshire 35Montana 28North Dakota 26New Mexico 24South Dakota 20West Virginia 20Vermont 16Wyoming 13District of Columbia 4Alaska 3

Questions

How many Cetera Investment Advisers LLC financial advisors are in Rhode Island?

26 investment adviser representatives are registered at Cetera Investment Advisers LLC offices in Rhode Island, according to the SEC's Investment Adviser Public Disclosure records, out of 9,253 at the firm nationwide. 5 list the CFP designation and 26 are also registered as broker representatives.

Where in Rhode Island does Cetera Investment Advisers LLC have the most advisors?

Warwick, with 5, then Chepachet (3). Cetera Investment Advisers LLC has advisors in 11 cities in Rhode Island.

How do I check a Cetera Investment Advisers LLC advisor in Rhode Island?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Cetera Investment Advisers LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.