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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Arab, AL

Every SEC-registered investment adviser representative at a firm office in Arab, with the firms that employ the most of them.

The short answer

3 registered advisors work in Arab; the most are at Commonwealth Financial Network (1). 0 list the CFP designation and 3 are also registered broker representatives.

Firms with the most advisors in Arab

FirmAdvisors in Arab
Commonwealth Financial Network news1
Edward Jones news1
LPL Financial LLC news1

Advisors in Arab, A to Z

Search all of Alabama →

Other cities in Alabama

All of Alabama →

Birmingham 1,170Huntsville 334Mobile 258Montgomery 164Tuscaloosa 119Fairhope 117Vestavia Hills 113Hoover 90Dothan 80Florence 70Homewood 63Decatur 50Auburn 48Daphne 48Madison 48Opelika 39Gadsden 38Vestavia 31Cullman 25Anniston 22Mountain Brook 22Gulf Shores 17Trussville 16Foley 15

Questions

How many financial advisors are in Arab, AL?

3 investment adviser representatives are registered at firm offices in Arab, Alabama, according to the SEC's Investment Adviser Public Disclosure records. 3 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Arab?

Commonwealth Financial Network, with 1 registered advisors in Arab, followed by Edward Jones with 1.

How do I check a financial advisor in Arab?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.