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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,591 firms manage $37.7 trillionNew York

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 15806
    R & R Financial Planners, Inc.East Meadow, NY · 232 clientsWealth managerHybridRNR Securities, L.L.C.
    No custodian reported
    $60M
  2. 15809
    Liberty Wealth ManagersNew York, NY · 114 clientsWealth manager
    Novia Global 51%Rl360 49%
    $60M
  3. 15811
    Quantel Asset Management LLCNew York, NY · 134 clientsWealth manager
    Interactive Brokers 72%Schwab 28%
    $60M
  4. 15816
    Wyser-Pratte Management Co., Inc.Bedford Hills, NY · 3 clientsPrivate fund adviser
    Jefferies 100%
    $59M
  5. 15817
    Capital Insights Group of WNY, LLC.Buffalo, NY · 128 clientsWealth manager
    Schwab 100%
    $59M
  6. 15821
    Helianth Investment Management LLCPort Chester, NY · 15 clientsWealth manager
    Schwab 100%
    $58M
  7. 15824
    Truck CapitalNew York, NY · 6 clientsPrivate fund adviser
    No custodian reported
    $58M
  8. 15830
    One Hopper Asset ManagementUtica, NY · 66 clientsWealth managerHybrid
    Fidelity 100%
    $58M
  9. 15831
    Princeton Value Partners LLCNew York, NY · 31 clientsAsset manager
    Interactive Brokers 100%
    $57M
  10. 15833
    Network Investment Advisors IncorporatedCommack, NY · 118 clientsWealth managerHybrid
    No custodian reported
    $57M
  11. 15835
    Newoak Asset Management LLCNew York, NY · 3 clientsAsset managerHybridNewoak Capital Markets LLC
    No custodian reported
    $57M
  12. 15840
    Moment Advisors, LLCNew York, NY · 25 clientsAsset managerHybridArchitect Securities LLC, Moment Markets, LLC
    Apex Fintech 100%
    $56M
  13. 15842
    Szop Multistrat Management LLCNew York, NY · 1 clientsPrivate fund adviserAffiliated broker-dealerChardan Capital Markets LLC, clears through Wedbush
    No custodian reported
    $56M
  14. 15849
    Sidus Investment Management, LLCNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $55M
  15. 15853
    JC Miano Investment Advisory ServiceUtica, NY · 51 clientsWealth manager
    Morgan Stanley 63%Stifel, Nicolaus & Company, Incorporated 37%
    $55M
  16. 15854
    Westmore Asset ManagementPearl River, NY · 7 clientsWealth manager
    J.P. Morgan 72%
    $54M
  17. 15856
    Valorem LLCNew York, NYWealth manager
    Goldman Sachs 79%
    $54M
  18. 15857
    AlphaNew York, NY · 19 clientsWealth manager
    Morgan Stanley 81%
    $54M
  19. 15858
    Magnifina, LLCBedford Hills, NY · 13 clientsWealth manager
    Schwab 60%Interactive Brokers 40%
    $54M
  20. 15861
    LT Advisors LLCNew City, NY · 18 clientsWealth manager
    Schwab 100%
    $54M
  21. 15865
    Visdom Investment Group LLCRye Brook, NY · 10 clientsWealth manager
    Schwab 47%J.P. Morgan 37%
    $53M
  22. 15868
    KB & Partners Management Co LLCNew York, NY · 1 clientsPrivate fund adviserHybridKahn Brothers LLC, clears through Pershing
    No custodian reported
    $53M
  23. 15871
    Lowell Road Asset Management, Inc.Manhasset, NY · 124 clientsWealth manager
    Schwab 99%
    $53M
  24. 15873
    Roosevelt Management Company LLCNew York, NY · 2 clientsAsset manager
    No custodian reported
    $52M
  25. 15875
    Qapital Invest, LLCNew York, NY · 38,446 clientsWealth managerHybridLightspeed Financial Services Group LLC, Wedbush & Co., LLC, clears through Interactive Brokers, Wedbush
    Apex Fintech 89%
    $52M
  26. 15878
    42 AM, LLCNew York, NY · 3 clientsAsset manager
    Truist Securities 100%
    $52M
  27. 15879
    Main Street Management CompanyAquebogue, NY · 112 clientsWealth managerHybrid
    No custodian reported
    $52M
  28. 15883
    Stash Wealth, LLCNew York, NY · 174 clientsWealth manager
    Apex Fintech 100%
    $52M
  29. 15884
    PurevestStaten Island, NY · 91 clientsWealth manager
    Schwab 100%
    $52M
  30. 15885
    Sfumato Capital Management LLCNew York, NY · 3 clientsPrivate fund adviser
    Wells Fargo 52%Fidelity 48%
    $51M
  31. 15887
    Legado Wealth Management LLCNew York, NY · 75 clientsWealth manager
    No custodian reported
    $51M
  32. 15888
    Bpbi LLCNew York, NY · 8 clientsWealth manager
    UBS 86%
    $51M
  33. 15889
    Seaway AdvisorsFairport, NY · 94 clientsWealth manager
    Schwab 100%
    $51M
  34. 15890
    Endicott GroupNew York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $51M
  35. 15892
    Carosa, Stanton & Depaolo Asset Management, LLCMendon, NY · 27 clientsWealth manager
    Schwab 100%
    $51M
  36. 15894
    Piano Wealth ManagementVictor, NY · 49 clientsAsset manager
    Interactive Brokers 100%
    $51M
  37. 15895
    Personal Asset Strategies, Inc.Westbury, NY · 41 clientsBroker-dealer firm
    No custodian reported
    $51M
  38. 15898
    Plettenberg Capital Management, LLCNew York, NY · 8 clientsPrivate fund adviser
    Clear Street 100%
    $51M
  39. 15903
    One68 Global Capital, LLCNew York, NY · 1 clientsAsset manager
    No custodian reported
    $50M
  40. 15904
    Foxpath Capital Partners LPNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $50M

RIAs by state