Private fund adviser · Bedford Hills, NY
Wyser-Pratte Management Co., Inc.
SEC-registered investment adviser · CRD 106399 · SEC 801-42253
At a glance
Wyser-Pratte Management Co., Inc. is an SEC-registered investment adviser based in Bedford Hills, New York, with $59 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 4,555th of 4,686 private fund advisers and 15,816th of 17,210 SEC-registered advisers by assets.
Main office 914-234-4930As filed on Form ADV
- Regulatory AUM
- $59M
- Rank among private fund advisers
- #4,555 of 4,686
- Rank among all SEC RIAs
- #15,816 of 17,210
- Rank in New York
- #2,324 of 2,591
- Clients
- 3
- Accounts
- 3
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Guy P. Wyser-PrattePresident
- Guy P. Wyser-PratteChief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 2 | $32M | 55% |
| Corporations or other businesses | 1 | $27M | 45% |
Private funds
Wyser-Pratte Management Co., Inc. reports 1 private funds with $32M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Wyser-Pratte Management Co., Inc. answers yes to 12 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Wyser-Pratte Management Co., Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 480 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Wyser-Pratte Management Co., Inc. manage?
Wyser-Pratte Management Co., Inc. reports $59 million in regulatory assets under management across 3 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Wyser-Pratte Management Co., Inc.?
Wyser-Pratte Management Co., Inc. is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Wyser-Pratte Management Co., Inc.’s clients?
By assets, its largest client types are pooled investment vehicles ($32 million, 2 clients); corporations or other businesses ($27 million, 1 clients).
Does Wyser-Pratte Management Co., Inc. manage private funds?
Yes. It reports 1 private funds with $32 million in gross assets, including hedge funds.
Does Wyser-Pratte Management Co., Inc. have any disciplinary history?
Wyser-Pratte Management Co., Inc. answers yes to 12 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Wyser-Pratte Management Co., Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →