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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1841
    Vivo Capital, LLCPalo Alto, CA · 16 clientsPrivate fund adviser
    No custodian reported
    $6.1B
  2. 1842
    Snyder Capital Management LPSan Francisco, CA · 73 clientsAsset manager
    Northern Trust 48%
    $6.1B
  3. 1843
    Warren Equity Partners Manager, L.P.Jacksonville Beach, FL · 38 clientsPrivate fund adviser
    No custodian reported
    $6.1B
  4. 1844
    Heitman Capital Management LLCChicago, IL · 29 clientsPrivate fund adviserHybridHeitman International Real Estate Securities PTY Limited, Heitman Securities LLC
    No custodian reported
    $6.1B
  5. 1845
    Carrhae CapitalLondon, United Kingdom · 12 clientsPrivate fund adviser
    Goldman Sachs 100%
    $6.1B
  6. 1846
    Vulcan Value Partners LLCBirmingham, AL · 157 clientsAsset managerHybrid
    Northern Trust 48%BNY 33%
    $6.1B
  7. 1847
    Carrhae Capital (difc) LimitedDubai, United Arab Emirates · 11 clientsPrivate fund adviser
    No custodian reported
    $6.1B
  8. 1848
    Nicholas Co IncMilwaukee, WI · 12 clientsAsset managerHybrid
    J.P. Morgan 31%Johnson Bank 25%
    $6.1B
  9. 1849
    Dana Investment Advisors IncWaukesha, WI · 2,290 clientsAsset manager
    Schwab 100%
    $6.1B
  10. 1850
    Neuberger Berman Loan Advisers IV LLCChicago, IL · 13 clientsPrivate fund adviserHybridNeuberger Berman BD LLC
    No custodian reported
    $6.1B
  11. 1851
    Aperture Investors, LLCNew York, NY · 20 clientsPrivate fund adviser
    No custodian reported
    $6.1B
  12. 1852
    Energy Income PartnersWestport, CT · 112 clientsAsset managerHybrid
    Fidelity 60%
    $6.1B
  13. 1853
    East End Advisors, LLCNew York, NY · 14 clientsAsset managerAffiliated broker-dealerAlti Strategic Advisory (UK) Limited
    No custodian reported
    $6.1B
  14. 1854
    Haveli Investment Management LLCAustin, TX · 6 clientsPrivate fund adviserHybridHaveli Global Securities, LLC
    No custodian reported
    $6.0B
  15. 1855
    KCM Investment AdvisorsGreenbrae, CA · 1,598 clientsWealth manager
    Schwab 100%
    $6.0B
  16. 1856
    Trivest Investment Advisors, LLCCoral Gables, FL · 19 clientsPrivate fund adviser
    No custodian reported
    $6.0B
  17. 1857
    J.C. Flowers & Co. LLCNew York, NY · 22 clientsPrivate fund adviserHybridJ.C. Flowers Securities Co. LLC
    No custodian reported
    $6.0B
  18. 1858
    Ashton Thomas Private WealthScottsdale, AZ · 3,229 clientsWealth managerHybridAshton Thomas Securities, LLC
    Pershing 44%Schwab 34%
    $6.0B
  19. 1859
    Thurston Springer AdvisorsIndianapolis, IN · 4,694 clientsWealth managerWrap sponsorHybridPeak Brokerage Services, LLC, Thurston, Springer, Miller, Herd & Titak, Inc., clears through Wells Fargo Clearing Services
    Wells Fargo 100%
    $6.0B
  20. 1860
    Veratis Advisors, Inc.Cary, NC · 105 clientsAsset manager
    Schwab 100%
    $6.0B
  21. 1861
    Capital Research & Consulting LLCPasadena, CA · 20 clientsAsset managerHybridCapital Research Brokerage Services, LLC
    No custodian reported
    $6.0B
  22. 1862
    Parallax Volatility Advisers, L.P.San Francisco, CA · 3 clientsPrivate fund adviser
    No custodian reported
    $6.0B
  23. 1863
    Third Lake Partners, LLCTampa, FL · 54 clientsAsset managerHybrid
    Northern Trust 79%
    $6.0B
  24. 1864
    Meadow Capital Management LLCNew York, NY · 15 clientsPrivate fund adviser
    No custodian reported
    $6.0B
  25. 1865
    Daiwa Asset Management (america) LTDNew York, NY · 17 clientsAsset managerAffiliated broker-dealerDaiwa Securities Co. LTD.
    Custody Bank of Japan, LTD. 100%
    $6.0B
  26. 1866
    Foyston, Gordon & Payne Inc.Toronto, Canada · 7,721 clientsAsset manager
    BNY 81%
    $6.0B
  27. 1867
    Incline Equity PartnersPittsburgh, PA · 32 clientsPrivate fund adviser
    No custodian reported
    $6.0B
  28. 1868
    Isam Funds (USA) LLCBoca Raton, FL · 12 clientsPrivate fund adviserAffiliated broker-dealerIsam Securities (HK) Limited, Isam Securities (UK) Limited
    No custodian reported
    $6.0B
  29. 1869
    Isam Funds (UK) LimitedLondon, United Kingdom · 12 clientsPrivate fund adviserAffiliated broker-dealerIsam Securities (HK) Limited, Isam Securities (UK) Limited
    No custodian reported
    $6.0B
  30. 1870
    Seidler Equity PartnersMarina Del Rey, CA · 32 clientsPrivate fund adviser
    No custodian reported
    $5.9B
  31. 1871
    Reaves Asset ManagementJersey City, NJ · 283 clientsAsset managerHybrid
    Pershing 55%RBC 45%
    $5.9B
  32. 1872
    Westmount Partners, LLCLos Angeles, CA · 1,463 clientsWealth manager
    Schwab 100%
    $5.9B
  33. 1873
    Guardcap Asset Management LimitedLondon, United Kingdom · 30 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $5.9B
  34. 1874
    Richmond Capital Management IncRichmond, VA · 166 clientsAsset manager
    Northern Trust 75%Truist Securities 25%
    $5.9B
  35. 1875
    Index Fund Advisors, Inc.Irvine, CA · 2,159 clientsWealth manager
    Schwab 100%
    $5.9B
  36. 1876
    Contour Asset Management LLCNew York, NY · 9 clientsPrivate fund adviser
    No custodian reported
    $5.9B
  37. 1877
    Resource Management Service, LLCBirmingham, AL · 5 clientsAsset manager
    No custodian reported
    $5.9B
  38. 1878
    1888 Investments, LLCDenver, CO · 34 clientsPrivate fund adviser
    No custodian reported
    $5.9B
  39. 1879
    CE Investment Management, LLCOklahoma City, OKAsset managerAffiliated broker-dealerAmerican Fidelity Securities, Inc.
    U.S. Bank 87%
    $5.9B
  40. 1880
    LCN Capital Management, L.P.New York, NY · 36 clientsPrivate fund adviser
    No custodian reported
    $5.9B

RIAs by state