Asset manager · Richmond, VA
Richmond Capital Management Inc
SEC-registered investment adviser · CRD 104636 · SEC 801-17534
At a glance
Richmond Capital Management Inc is an SEC-registered investment adviser based in Richmond, Virginia, with $5.9 billion in regulatory assets under management as of its Form ADV filed March 26, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 25 individual clients. By Form ADV it is a asset manager, ranked 639th of 3,218 asset managers and 1,874th of 17,210 SEC-registered advisers by assets.
Main office 804-379-8280richmondcap.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $5.9B
- Rank among asset managers
- #639 of 3,218
- Rank among all SEC RIAs
- #1,874 of 17,210
- Rank in Virginia
- #21 of 300
- Individual clients
- 25
- High-net-worth clients
- 25
- Accounts
- 166
- Discretionary
- 100% of AUM
- Employees
- 20
- Advisory staff
- 10
- Offices
- 1
Owners and executives on its Form ADV
- Howard K. BosPresident
- Elizabeth M. HarrisManaging Director
- Roy W. McDowellManaging Director
- Patton H. RoarkManaging Director
- Geoffrey B. SaleChief Compliance Officer
- John R. SidesManaging Director
- Otto G. GlattManaging Director
- Tammie A. BurksManaging Director
- Lori G. LittleVice President
- David H. JacksonVice President
- Stephen M. RosaVice President
- Nicholas T. SejnostVice President
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 3 | $1.9B | 32% |
| State or municipal government entities | 32 | $1.3B | 22% |
| Pension and profit sharing plans | 28 | $1.3B | 22% |
| Corporations or other businesses | 39 | $772M | 13% |
| Charitable organizations | 33 | $497M | 8% |
| High-net-worth individuals | 25 | $114M | 2% |
| Insurance companies | 6 | $86M | 1% |
Private funds
Richmond Capital Management Inc reports 2 private funds with $1.5B in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Richmond Capital Management Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗richmondcap.com ↗
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The full record on Richmond Capital Management Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 663 peers of its type and size
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- Owners and executives, with titles and stakes
- 12 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Richmond Capital Management Inc manage?
Richmond Capital Management Inc reports $5.9 billion in regulatory assets under management across 166 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 26, 2026.
What kind of firm is Richmond Capital Management Inc?
Richmond Capital Management Inc is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Richmond Capital Management Inc’s clients?
By assets, its largest client types are pooled investment vehicles ($1.9 billion, 3 clients); state or municipal government entities ($1.3 billion, 32 clients); pension and profit sharing plans ($1.3 billion, 28 clients).
Does Richmond Capital Management Inc manage private funds?
Yes. It reports 2 private funds with $1.5 billion in gross assets, including other private funds.
Does Richmond Capital Management Inc have any disciplinary history?
Richmond Capital Management Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Richmond Capital Management Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →