Chief Compliance Officer · Richmond Capital Management Inc
Geoffrey B. Sale
CRD 1927963 · Named on Form ADV at one SEC-registered adviser
At a glance
Richmond Capital Management Inc, an SEC-registered asset manager based in Richmond, VA with $5.9 billion in regulatory assets, lists Geoffrey B. Sale on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Richmond Capital Management IncChief Compliance OfficerAsset manager · Richmond, VA · $5.9B in regulatory assets
AtlasMembers
Geoffrey’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (11)
- Howard K. BosPresident, Richmond Capital Management Inc
- Elizabeth M. HarrisManaging Director, Richmond Capital Management Inc
- Roy W. McDowellManaging Director, Richmond Capital Management Inc
- Patton H. RoarkManaging Director, Richmond Capital Management Inc
- John R. SidesManaging Director, Richmond Capital Management Inc
6 more people named with Geoffrey on the same filings, with titles and firms. Free in Atlas with a free account.
See all 11 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Geoffrey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.