Sunday, October 25, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,591 firms manage $37.7 trillionNew York

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 8456
    Intermarket CorporationNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $432M
  2. 8460
    Prospect Financial Services LLCMelville, NY · 613 clientsWealth managerHybrid
    LPL Financial 100%
    $431M
  3. 8461
    MWM Group LLCCedarhurst, NY · 364 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $431M
  4. 8462
    Republic CapitalNew York, NY · 102 clientsPrivate fund adviserAffiliated broker-dealerOpendeal Broker LLC, Opendeal Portal LLC, clears through Apex Clearing
    No custodian reported
    $431M
  5. 8470
    Diker Management LLCNew York, NY · 18 clientsWealth manager
    J.P. Morgan 100%
    $430M
  6. 8477
    Radian Investment Management LLCNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $429M
  7. 8478
    Square Wave CapitalBrooklyn, NY · 3 clientsPrivate fund adviser
    Fidelity 100%
    $429M
  8. 8483
    Coalescence Partners Investment Management LPNew York, NY · 6 clientsPrivate fund adviser
    No custodian reported
    $428M
  9. 8493
    SAG Harbor Capital Management, LLCGreat Neck, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $427M
  10. 8496
    CP Capital (US) Partners LPNew York, NY · 9 clientsPrivate fund adviser
    No custodian reported
    $427M
  11. 8500
    HEP Management CorporationNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $427M
  12. 8503
    ABR Dynamic Funds, LLCNew York, NY · 7 clientsAsset managerHybrid
    No custodian reported
    $426M
  13. 8512
    Appomattox Advisory, IncNew York, NY · 22 clientsWealth manager
    No custodian reported
    $426M
  14. 8513
    CIP CapitalNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $426M
  15. 8526
    Lifemark Securities Corp.Rochester, NY · 1,053 clientsBroker-dealer firmHybrid
    Fidelity 55%Schwab 45%
    $425M
  16. 8534
    Blackdiamond Wealth Management, LLCNew York, NY · 379 clientsWealth managerHybrid
    Schwab 100%
    $424M
  17. 8535
    Apollo S3 RIC Management, L.P.New York, NY · 1 clientsAsset managerHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
    No custodian reported
    $424M
  18. 8547
    Marek Capital Management LPNew York, NYAsset manager
    J.P. Morgan 100%
    $422M
  19. 8549
    Congress Park Capital LLCSaratoga Springs, NY · 145 clientsWealth manager
    Fidelity 100%
    $422M
  20. 8550
    Adirondack Capital Advisors, LLCSyracuse, NY · 489 clientsWealth manager
    Schwab 100%
    $422M
  21. 8551
    Once Capital Management, LLCNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $422M
  22. 8561
    Metavasi Capital LPLarchmont, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $421M
  23. 8564
    Genesee Capital Advisors, LLCAuburn, NY · 557 clientsWealth manager
    Schwab 100%
    $420M
  24. 8572
    R.W. Roge & Company, IncBohemia, NY · 332 clientsWealth manager
    Schwab 100%
    $419M
  25. 8584
    One Oak Capital Management, LLCPurchase, NY · 384 clientsWealth manager
    No custodian reported
    $419M
  26. 8589
    Seaport Capital, LLCNew York, NY · 7 clientsPrivate fund adviser
    No custodian reported
    $418M
  27. 8595
    Artist Capital Management LLCNew York, NY · 12 clientsPrivate fund adviserHybridArtist Capital LLC
    No custodian reported
    $418M
  28. 8615
    McCollum Christoferson Group, LLCAmherst, NY · 350 clientsWealth manager
    Schwab 100%
    $416M
  29. 8628
    Lock 8 PartnersNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $415M
  30. 8629
    Momentum AdvisorsNew York, NY · 370 clientsWealth manager
    Schwab 100%
    $415M
  31. 8634
    Gold Coast Wealth Management, LLCJericho, NY · 157 clientsWealth managerHybrid
    Schwab 63%Merrill / Bank of America 32%
    $414M
  32. 8643
    SWS Capital Management, LLCNew York, NY · 7 clientsPrivate fund adviserHybridSiebert Williams Shank & Co., LLC
    BNY 34%U.S. Bank 34%UMB Bank 32%
    $413M
  33. 8644
    Auldbrass Partners, LPNew York, NY · 5 clientsPrivate fund adviser
    No custodian reported
    $413M
  34. 8653
    Aurelius Capital Management, LPNew York, NY · 10 clientsPrivate fund adviser
    No custodian reported
    $412M
  35. 8670
    Blue Square Asset Management, LLCNew York, NY · 214 clientsWealth manager
    Schwab 100%
    $410M
  36. 8677
    Sustainable Insight Capital Management, LLCNew York, NY · 2 clientsAsset manager
    State Street 51%BNY 49%
    $410M
  37. 8680
    Vcfa GroupNew York, NY · 8 clientsPrivate fund adviser
    No custodian reported
    $410M
  38. 8692
    Wasserstein Management, LPNew York, NY · 5 clientsPrivate fund adviser
    Northern Trust 51%BNY 48%
    $409M
  39. 8694
    New Leaf Venture PartnersNew York, NY · 9 clientsPrivate fund adviser
    No custodian reported
    $408M
  40. 8707
    Bridge Growth Partners, LLCNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $407M

RIAs by state