Wealth manager, independent · New York, NY
Diker Management LLC
SEC-registered investment adviser · CRD 119786 · SEC 801-61049
At a glance
Diker Management LLC is an SEC-registered investment adviser based in New York, New York, with $430 million in regulatory assets under management as of its Form ADV filed September 25, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 15 individual clients. By Form ADV it is a wealth manager, ranked 3,281st of 8,915 wealth managers and 8,470th of 17,210 SEC-registered advisers by assets.
Main office 212-904-0321dikerllc.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $430M
- Rank among wealth managers
- #3,281 of 8,915
- Rank among all SEC RIAs
- #8,470 of 17,210
- Rank in New York
- #1,565 of 2,591
- Individual clients
- 15
- High-net-worth clients
- 15
- Accounts
- 18
- Discretionary
- 18% of AUM
- Employees
- 7
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Charles M. DikerManaging Member / Chairman
- Mark N. DikerManaging Member / Chief Executive Officer
- Kenneth G. BrowerCFO / CCO
- Nikhil HingoraniPortfolio Manager
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 15 | $357M | 83% |
| Pooled investment vehicles | 1 | $57M | 13% |
| Charitable organizations | 1 | $13M | 3% |
| Corporations or other businesses | 1 | $3M | <1% |
Private funds
Diker Management LLC reports 1 private funds with $69M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Diker Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗dikerllc.com ↗
AtlasMembers
The full record on Diker Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 5,847 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Diker Management LLC manage?
Diker Management LLC reports $430 million in regulatory assets under management across 18 accounts, 18% of it on a discretionary basis, on its Form ADV filed September 25, 2026.
What kind of firm is Diker Management LLC?
Diker Management LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Diker Management LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($357 million, 15 clients); pooled investment vehicles ($57 million, 1 clients); charitable organizations ($13 million, 1 clients).
Does Diker Management LLC manage private funds?
Yes. It reports 1 private funds with $69 million in gross assets, including hedge funds.
Does Diker Management LLC have any disciplinary history?
Diker Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Diker Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →