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RB SEC, Schwab, and Michael Kitces all improbably allied successfully to 'protect' sub-$1 billion RIAs by reclassifying them as 'small,' but move may create vulnerability – the Commission gained leverage to push firms to state registrationWT The Human in the Loop: AI Agents for Estate and Tax Planning with Danny Lohrfink of Wealth.comIN Elon Musk touts data centers in space at Baron Investment ConferenceIN Mercer Advisors, Osaic deepen AI bets with Arch and Nitrogen dealsWM Osaic's CW Advisors Announces 3 of 8 Planned Acquisitions This YearFP Passing the CFP retake — tips from second-time success storiesIN Why $66 billion mega-RIA Carson Group stays out of South FloridaWM Deals & Moves: Beacon Pointe Acquires RIA Focused on Airline WorkersFP Fees drive revenue growth as Edward Jones adds advisors, assetsIN LPL advisor, South Carolina state senator, elected to U.S. Congress
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 15721
    Canterbury Investment Management, LLCZionsville, IN · 48 clientsWealth manager
    Schwab 100%
    $70M
  2. 15722
    IBN Advisory Services, Inc.Liverpool, NY · 197 clientsWealth managerHybridIBN Financial Services, Inc.
    Schwab 100%
    $70M
  3. 15723
    Rochester InvestmentsRochester, NY · 147 clientsWealth manager
    Schwab 100%
    $70M
  4. 15724
    Tanaka Capital Management IncGreenwich, CT · 18 clientsAsset manager
    No custodian reported
    $69M
  5. 15725
    Abry Partners, LLCBoston, MA · 2 clientsPrivate fund adviser
    No custodian reported
    $69M
  6. 15726
    Steben & Company, LLCExcelsior, MN · 1 clientsPrivate fund adviserHybridLocorr Distributors, LLC
    No custodian reported
    $69M
  7. 15727
    GEO CapitalSao Paulo/sp, Brazil · 9 clientsPrivate fund adviser
    No custodian reported
    $69M
  8. 15728
    Capital Formation Advisers LLC7 clientsWealth manager
    Merrill / Bank of America 68%
    $68M
  9. 15729
    Shield Wealth AdvisorsWilliamsville, NY · 109 clientsWealth manager
    Schwab 100%
    $68M
  10. 15730
    Bleecker Street Capital Management, LLCBrooklyn, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $68M
  11. 15731
    Parlin Advisors LLCHague, NY · 54 clientsWealth manager
    Schwab 100%
    $68M
  12. 15732
    Iconoclastic Capital Management LLCRochester, NY · 141 clientsWealth manager
    Altruist 100%
    $68M
  13. 15733
    Peak Altitude Partners, LPNew York, NY · 2 clientsAsset managerHybrid
    No custodian reported
    $68M
  14. 15734
    Fifr214 clientsWealth manager
    Altruist 100%
    $68M
  15. 15735
    Black Hill Capital Partners, LLCSan Francisco, CA · 1 clientsWealth manager
    Interactive Brokers 100%
    $68M
  16. 15736
    Occam Capital Management, LLCPittsford, NY · 147 clientsWealth manager
    Schwab 100%
    $67M
  17. 15737
    Chlastawa, Allan F.70 clientsWealth manager
    Schwab 100%
    $67M
  18. 15738
    Vanquour LLCNew York, NY · 27 clientsWealth manager
    RBC 100%
    $67M
  19. 15739
    Honeoye Falls Capital LLCHoneoye Falls, NY · 17 clientsWealth manager
    No custodian reported
    $67M
  20. 15740
    Sygnus Capital LimtedKingston 5, Jamaica · 6 clientsPrivate fund adviser
    No custodian reported
    $67M
  21. 15741
    Sygnus Capital SL LimitedCastries, Saint Lucia · 6 clientsPrivate fund adviser
    No custodian reported
    $67M
  22. 15742
    Pare Partners LLCMiami, FL · 8 clientsPrivate fund adviser
    No custodian reported
    $67M
  23. 15743
    Watchstone Wealth Management LLC65 clientsWealth managerWrap sponsor
    Schwab 100%
    $67M
  24. 15744
    Alinea Advisory Services LLCNew York, NY · 115,693 clientsWealth managerWrap sponsor
    No custodian reported
    $67M
  25. 15745
    Clarion Call CapitalNew York, NYAsset manager
    Schwab 100%
    $66M
  26. 15746
    C & C Financial Services, Inc.Great Neck, NY · 46 clientsWealth manager
    Schwab 70%HSBC Private Bank 30%
    $66M
  27. 15747
    ACE & Company New York, Inc.New York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $66M
  28. 15748
    Resq Investment Partners, LLCScottsdale, AZ · 2 clientsAsset managerHybridVision 4 Fund Distributors LLC
    No custodian reported
    $66M
  29. 15749
    Shope Advisors GroupCamillus, NY · 86 clientsWealth managerHybrid
    Fidelity 100%
    $66M
  30. 15750
    Stewardship Financial PlanningTarrytown, NY · 39 clientsWealth manager
    Schwab 100%
    $66M
  31. 15751
    Kineo Capital LLCNew York, NY · 18 clientsPrivate fund adviser
    Interactive Brokers 100%
    $65M
  32. 15752
    Evolution Vision Wealth Management98 clientsWealth manager
    Schwab 100%
    $65M
  33. 15753
    Florence Capital Advisors, LLC37 clientsPrivate fund adviser
    Interactive Brokers 100%
    $65M
  34. 15754
    N Financial PlansHuntington, NY · 95 clientsWealth manager
    Schwab 86%
    $65M
  35. 15755
    Malatai Capital LLCNew York, NY · 38 clientsWealth manager
    Interactive Brokers 100%
    $65M
  36. 15756
    Vazirani Asset Management LLCNew York, NY · 4 clientsAsset managerHybrid
    No custodian reported
    $65M
  37. 15757
    Myra Wealth59 clientsWealth manager
    Schwab 100%
    $65M
  38. 15758
    Rosci Lamb, LLCNew York, NY · 15 clientsAsset manager
    Schwab 59%Ramsey Crookall 28%
    $65M
  39. 15759
    Empiric Advisors, Inc.Austin, TX · 16 clientsWealth managerHybridEmpiric Distributors, Inc.
    Schwab 71%U.S. Bancorp Investments 29%
    $65M
  40. 15760
    Peconic Asset PlanningRiverhead, NY · 206 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $65M

RIAs by state