Private fund adviser · New York, NY
ACE & Company New York, Inc.
SEC-registered investment adviser · CRD 304442 · SEC 801-117713
At a glance
ACE & Company New York, Inc. is an SEC-registered investment adviser based in New York, New York, with $66 million in regulatory assets under management as of its Form ADV filed April 1, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 4,546th of 4,686 private fund advisers and 15,747th of 17,210 SEC-registered advisers by assets.
Main office 212-220-2777aceandcompany.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $66M
- Rank among private fund advisers
- #4,546 of 4,686
- Rank among all SEC RIAs
- #15,747 of 17,210
- Rank in New York
- #2,297 of 2,591
- Clients
- 4
- Accounts
- 4
- Discretionary
- 98% of AUM
- Employees
- 4
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- John JosephChief Compliance Officer
- Adam N. SaidCEO
Custody and brokerage
Custodian
ACE & Company New York, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 4 | $66M | 100% |
Private funds
ACE & Company New York, Inc. reports 4 private funds with $66M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
ACE & Company New York, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗aceandcompany.com ↗
AtlasMembers
The full record on ACE & Company New York, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 580 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does ACE & Company New York, Inc. manage?
ACE & Company New York, Inc. reports $66 million in regulatory assets under management across 4 accounts, 98% of it on a discretionary basis, on its Form ADV filed April 1, 2026.
What kind of firm is ACE & Company New York, Inc.?
ACE & Company New York, Inc. is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are ACE & Company New York, Inc.’s clients?
By assets, its largest client types are pooled investment vehicles ($66 million, 4 clients).
Does ACE & Company New York, Inc. manage private funds?
Yes. It reports 4 private funds with $66 million in gross assets, including private equity funds.
Does ACE & Company New York, Inc. have any disciplinary history?
ACE & Company New York, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is ACE & Company New York, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →