Chief Compliance Officer · ACE & Company New York, Inc.
John Joseph
CRD 7137613 · Named on Form ADV at one SEC-registered adviser
At a glance
ACE & Company New York, Inc., an SEC-registered private fund adviser based in New York, NY with $66 million in regulatory assets, lists John Joseph on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- ACE & Company New York, Inc.Chief Compliance OfficerPrivate fund adviser · New York, NY · $66M in regulatory assets
AtlasMembers
John’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Adam N. SaidCEO, ACE & Company New York, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For John’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.