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RB SEC, Schwab, and Michael Kitces all improbably allied successfully to 'protect' sub-$1 billion RIAs by reclassifying them as 'small,' but move may create vulnerability – the Commission gained leverage to push firms to state registrationWT The Human in the Loop: AI Agents for Estate and Tax Planning with Danny Lohrfink of Wealth.comIN Elon Musk touts data centers in space at Baron Investment ConferenceIN Mercer Advisors, Osaic deepen AI bets with Arch and Nitrogen dealsWM Osaic's CW Advisors Announces 3 of 8 Planned Acquisitions This YearFP Passing the CFP retake — tips from second-time success storiesIN Why $66 billion mega-RIA Carson Group stays out of South FloridaWM Deals & Moves: Beacon Pointe Acquires RIA Focused on Airline WorkersFP Fees drive revenue growth as Edward Jones adds advisors, assetsIN LPL advisor, South Carolina state senator, elected to U.S. Congress
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 15681
    Transwestern Capital Advisors, LLCNewport, RI · 1 clientsAsset managerHybrid
    No custodian reported
    $74M
  2. 15682
    Allos Investment Advisors, LLCOverland Park, KS · 382 clientsWealth manager
    Schwab 100%
    $74M
  3. 15683
    Acrylic Financial, Inc.Fountain Hills, AZ · 317 clientsWealth managerHybridBrooklight Place Securities, Inc.
    Schwab 100%
    $74M
  4. 15684
    Sage Hill Advisory and Management LLCSaratoga Springs, NY · 20 clientsWealth managerHybrid
    Morgan Stanley 0%Pershing 0%Equitable 0%Jackson National Life Distributors 0%
    $73M
  5. 15685
    Countryside Financial LLCWilliamsville, NY · 248 clientsWealth managerWrap sponsor
    Fidelity 78%
    $73M
  6. 15686
    Stewardship Partners Investment Counsel, Inc.142 clientsWealth manager
    Fidelity 87%
    $73M
  7. 15687
    Lyons Investment ManagementWinter Park, FL · 35 clientsWealth manager
    U.S. Bank 100%
    $73M
  8. 15688
    Tactical Rotation Management, LLCForest Hills, NY · 3 clientsAsset manager
    No custodian reported
    $73M
  9. 15689
    The Bycoff Group LLC62 clientsWealth manager
    Interactive Brokers 72%Goldman Sachs 28%
    $73M
  10. 15690
    Periphas Capital, LPNew York, NY · 5 clientsPrivate fund adviser
    No custodian reported
    $73M
  11. 15691
    WPM Wealth Advisors LLCSaratoga Springs, NY · 353 clientsWealth managerWrap sponsor
    Schwab 100%
    $72M
  12. 15692
    Breiter Wealth Management, LLCSt. Louis, MO · 109 clientsWealth manager
    No custodian reported
    $72M
  13. 15693
    Forever Financial Advisors, LLC48 clientsWealth manager
    Altruist 100%
    $72M
  14. 15694
    R. Seeger Wealth Management, LTDLindenhurst, NY · 67 clientsWealth managerWrap sponsor
    Schwab 100%
    $72M
  15. 15695
    Stylus Capital LLCIstanbul, Turkey · 64 clientsWealth manager
    Interactive Brokers 100%
    $72M
  16. 15696
    Franco Financial Advisors, Inc.New York, NY · 39 clientsWealth manager
    Schwab 100%
    $72M
  17. 15697
    Harvest Capital Assets, LLC247 clientsWealth manager
    LPL Financial 100%
    $72M
  18. 15698
    World Capital Advisors, LLCDenver, CO · 49 clientsWealth manager
    No custodian reported
    $72M
  19. 15699
    Silver Advisors, LLCNew York, NY · 14 clientsWealth manager
    J.P. Morgan 84%
    $72M
  20. 15700
    NGC Financial, LLCBayside, NY · 112 clientsBroker-dealer firmHybridNGC Financial, LLC
    No custodian reported
    $72M
  21. 15701
    Global Investment AdvisoryMcDonough, GA · 182 clientsWealth managerHybridAmerican Global Wealth Management, Inc., First Asset Financial Inc.
    Schwab 100%
    $72M
  22. 15702
    Epogee Capital Management, LLC4 clientsWealth manager
    Schwab 100%
    $72M
  23. 15703
    Monachil Capital Partners LPGreenwich, CT · 6 clientsPrivate fund adviserHybrid
    No custodian reported
    $72M
  24. 15704
    Obra Fund Management, LLCNew York, NY · 3 clientsAsset manager
    No custodian reported
    $72M
  25. 15705
    Schultze Asset Management, LPRye Brook, NY · 16 clientsPrivate fund adviser
    J.P. Morgan 50%Schwab 50%
    $72M
  26. 15706
    Pursuit Fund Advisers LLC1 clientsAsset managerHybrid
    No custodian reported
    $72M
  27. 15707
    Clockwise Capital LLCMiami, FL · 151 clientsAsset manager
    Schwab 100%
    $72M
  28. 15708
    HV Capital ManagementMontgomery, NY · 60 clientsWealth manager
    Schwab 100%
    $72M
  29. 15709
    Madison Global Advisors LLCHauppauge, NY · 233 clientsBroker-dealer firmHybridMadison Global Partners LLC
    No custodian reported
    $71M
  30. 15710
    Oxford Park Management, LLCGreenwich, CT · 1 clientsAsset managerHybrid
    No custodian reported
    $71M
  31. 15711
    Azura Partners US LLCNew York, NY · 2 clientsPrivate fund adviserHybrid
    No custodian reported
    $71M
  32. 15712
    Main Street FinancialPurchase, NY · 98 clientsWealth manager
    Fidelity 100%
    $71M
  33. 15713
    Monthie Wealth AdvisorsLatham, NY · 115 clientsWealth manager
    Schwab 100%
    $71M
  34. 15714
    Axia Asset Management, LLC9 clientsWealth manager
    Fidelity 100%
    $71M
  35. 15715
    Planrock Wealth Strategies, LLCBrentwood, TN · 55 clientsWealth manager
    No custodian reported
    $71M
  36. 15716
    Wisdom Capital Asset Management, LLC29 clientsWealth manager
    Interactive Brokers 100%
    $71M
  37. 15717
    Fiduciary Management Group, LLCNew York, NY · 52 clientsWealth manager
    Schwab 100%
    $71M
  38. 15718
    Polaris Financial, LLC854 clientsWealth manager
    Altruist 95%
    $70M
  39. 15719
    Resolve Asset Management Inc.Toronto, Canada · 1 clientsAsset manager
    Interactive Brokers 100%
    $70M
  40. 15720
    Percent Advisors LLCNew York, NY · 28 clientsPrivate fund adviserHybridPercent Securities, LLC
    No custodian reported
    $70M

RIAs by state