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RB SEC, Schwab, and Michael Kitces all improbably allied successfully to 'protect' sub-$1 billion RIAs by reclassifying them as 'small,' but move may create vulnerability – the Commission gained leverage to push firms to state registrationWT The Human in the Loop: AI Agents for Estate and Tax Planning with Danny Lohrfink of Wealth.comIN Elon Musk touts data centers in space at Baron Investment ConferenceIN Mercer Advisors, Osaic deepen AI bets with Arch and Nitrogen dealsWM Osaic's CW Advisors Announces 3 of 8 Planned Acquisitions This YearFP Passing the CFP retake — tips from second-time success storiesIN Why $66 billion mega-RIA Carson Group stays out of South FloridaWM Deals & Moves: Beacon Pointe Acquires RIA Focused on Airline WorkersFP Fees drive revenue growth as Edward Jones adds advisors, assetsIN LPL advisor, South Carolina state senator, elected to U.S. Congress
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 15641
    Pearl Lane Advisors, LLCNew York, NY · 1 clientsPrivate fund adviserHybridHRC Fund Associates, LLC
    No custodian reported
    $78M
  2. 15642
    RSD Advisors27 clientsWealth manager
    Altruist 55%J.P. Morgan 45%
    $78M
  3. 15643
    MGM Innova Cap Management LLCMiami, FL · 4 clientsPrivate fund adviser
    No custodian reported
    $78M
  4. 15644
    Center Lake Capital Management, LLCWest Palm Beach, FL · 3 clientsAsset manager
    Citi 100%
    $78M
  5. 15645
    Arrowhead Investment Management LLCWhite Plains, NY · 1 clientsPrivate fund adviser
    No custodian reported
    $78M
  6. 15646
    Alignment Financial Group62 clientsWealth manager
    Schwab 100%
    $78M
  7. 15647
    Connective Wealth Partners, LLC316 clientsWealth managerHybrid
    Altruist 51%Schwab 49%
    $78M
  8. 15648
    Comprehensive Capital Management, Inc.Totowa, NJ · 2,334 clientsWealth managerHybridAPW Capital, Inc.
    Capital Client Group 55%Pershing 27%
    $78M
  9. 15649
    M.A. Whelan Financial Planning46 clientsWealth manager
    Schwab 100%
    $77M
  10. 15650
    GPS Financial, LLCPittsford, NY · 263 clientsWealth manager
    Schwab 100%
    $77M
  11. 15651
    Palmer Square Private Credit Management LLCMission Woods, KS · 1 clientsPrivate fund adviserHybrid
    No custodian reported
    $77M
  12. 15652
    FBD Asset MgmtBloomington, MN · 137 clientsWealth manager
    Schwab 100%
    $77M
  13. 15653
    Dryden Capital, LLCNew York, NY · 4 clientsAsset manager
    Northern Trust 52%WCI 38%
    $77M
  14. 15654
    Highland Consulting Associates International, Inc.Cleveland, OH · 5 clientsAsset manager
    Sun Life Assurance Company of Canada 45%Fidelity Investments Canada ULC 22%
    $77M
  15. 15655
    Cathay Capital NA, LLCNew York, NY · 6 clientsPrivate fund adviser
    No custodian reported
    $77M
  16. 15656
    Investment Research CorpDenver, CO · 166 clientsWealth managerHybridWorld Capital Brokerage, Inc.
    No custodian reported
    $76M
  17. 15657
    Monk, Stan47 clientsWealth manager
    No custodian reported
    $76M
  18. 15658
    O Asset Management LLCFairport, NY · 2 clientsWealth manager
    Goldman Sachs 51%Stifel, Nicolaus & Company, Incorporated 49%
    $76M
  19. 15659
    Weigelfam89 clientsWealth manager
    Schwab 100%
    $76M
  20. 15660
    BIN Yuan Capital (cayman) LimitedGrand Cayman, Cayman Islands · 1 clientsAsset manager
    No custodian reported
    $76M
  21. 15661
    Shoreline Capital Management, LTD.Guangzhou, China · 5 clientsPrivate fund adviser
    No custodian reported
    $76M
  22. 15662
    AS Trigon Asset ManagementTallinn, Estonia · 1 clientsPrivate fund adviser
    No custodian reported
    $76M
  23. 15663
    Active Wealth AdvisorsWoodcliff Lake, NJ · 21 clientsWealth manager
    Interactive Brokers 100%
    $75M
  24. 15664
    SQN Capital Management, LLCNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $75M
  25. 15665
    Kane FinancialWaterville, NY · 296 clientsWealth manager
    Schwab 100%
    $75M
  26. 15666
    Halo Investment Services, LLCManhasset, NYAsset managerHybridHalo Securities, LLC
    No custodian reported
    $75M
  27. 15667
    Clover Leaf Financial LLCFairport, NY · 223 clientsWealth managerWrap sponsor
    No custodian reported
    $75M
  28. 15668
    Gensen Asset Management Inc.1 clientsPrivate fund adviser
    No custodian reported
    $75M
  29. 15669
    Watts Capital Partners LLC67 clientsWealth manager
    Schwab 100%
    $75M
  30. 15670
    Mountain Pass PlanningHopewell Junction, NY · 129 clientsWealth manager
    Altruist 100%
    $75M
  31. 15671
    EKO68,370 clientsWealth managerWrap sponsor
    Alpaca Securities 100%
    $75M
  32. 15672
    HLV VenturesHauppauge, NY · 10 clientsPrivate fund adviser
    No custodian reported
    $75M
  33. 15673
    Vora Wealth Management, PLLCFlagstaff, AZ · 660 clientsWealth manager
    No custodian reported
    $75M
  34. 15674
    RCN Wealth Advisors, Inc.54 clientsWealth manager
    Schwab 100%
    $75M
  35. 15675
    RPM Capital Management, LLC148 clientsWealth manager
    Schwab 100%
    $74M
  36. 15676
    Lytle InvestmentsGrand Island, NY · 204 clientsWealth managerHybrid
    Schwab 100%
    $74M
  37. 15677
    Rpata, LLC37 clientsWealth managerWrap sponsor
    Schwab 100%
    $74M
  38. 15678
    Reynolds Capital Management, LLCLas Vegas, NV · 2 clientsAsset manager
    Morgan Stanley 85%
    $74M
  39. 15679
    Wright Private Asset Management LLCShelton, CT · 36 clientsAsset managerHybridWright Investors' Service Distributors, Inc.
    Schwab 68%
    $74M
  40. 15680
    9 Stream Capital Partners LLCLeawood, KS · 3 clientsPrivate fund adviser
    No custodian reported
    $74M

RIAs by state