Wealth manager, independent · Flagstaff, AZ
Vora Wealth Management, PLLC
SEC-registered investment adviser · CRD 153559 · SEC 801-122599
At a glance
Vora Wealth Management, PLLC is an SEC-registered investment adviser based in Flagstaff, Arizona, with $75 million in regulatory assets under management as of its Form ADV filed April 4, 2024. Its largest client group by assets is individuals, and it reports 599 individual clients. By Form ADV it is a wealth manager, ranked 8,414th of 8,915 wealth managers and 15,673rd of 17,210 SEC-registered advisers by assets.
vorawealth.comAs filed on Form ADV
- Regulatory AUM
- $75M
- Rank among wealth managers
- #8,414 of 8,915
- Rank among all SEC RIAs
- #15,673 of 17,210
- Rank in Arizona
- #191 of 212
- Individual clients
- 599
- High-net-worth clients
- 6
- Accounts
- 1,065
- Discretionary
- 100% of AUM
- Employees
- 1
- Advisory staff
- 1
- Offices
- 2
Custody and brokerage
Custodian
Vora Wealth Management, PLLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 593 | $54M | 73% |
| High-net-worth individuals | 6 | $15M | 20% |
| Pension and profit sharing plans | 61 | $6M | 7% |
Disciplinary disclosures
Vora Wealth Management, PLLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗vorawealth.com ↗
AtlasMembers
The full record on Vora Wealth Management, PLLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 3,307 peers of its type and size
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- Owners and executives, with titles and stakes
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- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Vora Wealth Management, PLLC manage?
Vora Wealth Management, PLLC reports $75 million in regulatory assets under management across 1,065 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 4, 2024.
What kind of firm is Vora Wealth Management, PLLC?
Vora Wealth Management, PLLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Vora Wealth Management, PLLC’s clients?
By assets, its largest client types are individuals ($54 million, 593 clients); high-net-worth individuals ($15 million, 6 clients); pension and profit sharing plans ($6 million, 61 clients).
Does Vora Wealth Management, PLLC have any disciplinary history?
Vora Wealth Management, PLLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Vora Wealth Management, PLLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing, which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →