Wealth manager, independent · Saratoga Springs, NY
Sage Hill Advisory and Management LLC
SEC-registered investment adviser · CRD 149365 · SEC 801-69957
At a glance
Sage Hill Advisory and Management LLC is an SEC-registered investment adviser based in Saratoga Springs, New York, with $73 million in regulatory assets under management as of its Form ADV filed March 20, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 17 individual clients. By Form ADV it is a wealth manager, ranked 8,421st of 8,915 wealth managers and 15,684th of 17,210 SEC-registered advisers by assets.
Main office 518-763-6338sagehilladvisory.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $73M
- Rank among wealth managers
- #8,421 of 8,915
- Rank among all SEC RIAs
- #15,684 of 17,210
- Rank in New York
- #2,266 of 2,591
- Individual clients
- 17
- High-net-worth clients
- 15
- Accounts
- 79
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Francis M. AntalekManaging Member
- Philip J. ToffelManaging Member/chief Compliance Officer
Custody and brokerage
4 custodians
- Morgan Stanley$0M
- BNY Pershing$0M
- Equitable$0M
- Jackson National Life Distributors$0M
Broker-dealer
Hybrid RIA
Sage Hill Advisory and Management LLC is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Halliday Financial as the broker-dealer its advisers are registered with.
lients Philip Toffel, Frank Antalek and Christopher Stillman are registered representatives of Halliday Financial, LLC , a broker dealer, and therefore on occasion may accept compensation for the sale of securities to SAGE HILL clients. 1.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 15 | $72M | 98% |
| Individuals | 2 | $2M | 2% |
| Corporations or other businesses | 3 | $0M | 0% |
Disciplinary disclosures
Sage Hill Advisory and Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗sagehilladvisory.com ↗
AtlasMembers
The full record on Sage Hill Advisory and Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 3,234 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Sage Hill Advisory and Management LLC manage?
Sage Hill Advisory and Management LLC reports $73 million in regulatory assets under management across 79 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 20, 2026.
What kind of firm is Sage Hill Advisory and Management LLC?
Sage Hill Advisory and Management LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Sage Hill Advisory and Management LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($72 million, 15 clients); individuals ($2 million, 2 clients); corporations or other businesses ($0, 3 clients).
Does Sage Hill Advisory and Management LLC have any disciplinary history?
Sage Hill Advisory and Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Sage Hill Advisory and Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →