Managing Member/chief Compliance Officer · Sage Hill Advisory and Management LLC
Philip J. Toffel
CRD 1045274 · Named on Form ADV at one SEC-registered adviser
At a glance
Sage Hill Advisory and Management LLC, an SEC-registered wealth manager based in Saratoga Springs, NY with $73 million in regulatory assets, lists Philip J. Toffel on its Form ADV as Managing Member/chief Compliance Officer, a control person.
Firms and roles
- Sage Hill Advisory and Management LLCManaging Member/chief Compliance OfficerWealth manager · Saratoga Springs, NY · $73M in regulatory assets
AtlasMembers
Philip’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Francis M. AntalekManaging Member, Sage Hill Advisory and Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Philip’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.