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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1481
    Westport Capital Partners LLCDarien, CT · 37 clientsPrivate fund adviser
    BNY 100%
    $8.9B
  2. 1482
    Johcm (USA) IncBoston, MA · 33 clientsAsset managerHybrid
    Northern Trust 100%
    $8.9B
  3. 1483
    Hermes GPE LLPLondon, United Kingdom · 141 clientsAsset managerAffiliated broker-dealerFederated Securities Corp.
    No custodian reported
    $8.9B
  4. 1484
    Axxcess Wealth Management, LLCCarlsbad, CA · 10,357 clientsWealth managerHybrid
    LPL Financial 39%Schwab 36%Wells Fargo 25%
    $8.9B
  5. 1485
    Key Investment Services LLCBrooklyn, OH · 34,920 clientsBroker-dealer firmHybridKeybanc Capital Markets Inc.
    Pershing 100%
    $8.9B
  6. 1486
    Snowden Capital Advisors LLCNew York, NY · 6,021 clientsWealth managerWrap sponsorHybridSnowden Account Services LLC, clears through Pershing
    Pershing 100%
    $8.9B
  7. 1487
    Gradient Investments, LLCArden Hills, MN · 26,806 clientsWealth managerAffiliated broker-dealerGradient Securities, LLC
    Schwab 100%
    $8.8B
  8. 1488
    Advent Capital Management, LLCNew York, NY · 421 clientsAsset manager
    State Street 49%BNY 26%Northern Trust 25%
    $8.8B
  9. 1489
    Arkadios Wealth AdvisorsAtlanta, GA · 14,886 clientsWealth managerHybridArkadios Capital, LLC, Arkap Markets, LLC
    Fidelity 84%
    $8.8B
  10. 1490
    Capital AnalystsFort Washington, PA · 15,840 clientsWealth managerHybridLincoln Investment Planning, LLC
    Pershing 100%
    $8.8B
  11. 1491
    Hardman Johnston Global Advisors LLCStamford, CT · 263 clientsPrivate fund adviser
    J.P. Morgan 42%Schwab 34%BNY 25%
    $8.8B
  12. 1492
    Robertson StephensSan Francisco, CA · 2,295 clientsWealth managerHybridRobertson Stephens Capital Markets, LLC
    Schwab 53%Fidelity 47%
    $8.8B
  13. 1493
    TIAA Kaspick, LLCBoston, MA · 154 clientsAsset managerHybridNuveen Securities, LLC, Tiaa-Cref Individual & Institutional Services, LLC
    Schwab 100%
    $8.7B
  14. 1494
    Hamlin Capital Management, LLCNew York, NY · 1,924 clientsAsset manager
    National Financial Services 32%Schwab 27%Deutsche Bank 23%
    $8.7B
  15. 1495
    Mesa West CapitalLos Angeles, CA · 10 clientsPrivate fund adviserHybridEaton Vance Distributors, Inc., Morgan Stanley & Co. LLC
    No custodian reported
    $8.7B
  16. 1496
    Crosspoint Capital Partners, LPMenlo Park, CA · 14 clientsPrivate fund adviser
    No custodian reported
    $8.7B
  17. 1497
    Sixth Street Lending Partners Advisers, LLCDallas, TX · 1 clientsAsset managerHybridSixth Street BD, LLC
    No custodian reported
    $8.7B
  18. 1498
    Forum Financial Management, LPLombard, IL · 5,841 clientsWealth managerHybrid
    Schwab 99%
    $8.7B
  19. 1499
    Ogam, LPHouston, TX · 27 clientsPrivate fund adviser
    State Street 100%
    $8.7B
  20. 1500
    Millburn Ridgefield LLCNew York, NY · 9 clientsBroker-dealer firmHybridMillburn International (europe) LLP
    No custodian reported
    $8.7B
  21. 1501
    Marcuard Family Office LTDZurich, Switzerland · 139 clientsWealth manager
    Zurcher Kantonalbank 74%Bank Julius Baer & Co. AG, Zurich 26%
    $8.7B
  22. 1502
    FIL Investment AdvisorsPembroke, Bermuda · 11 clientsAsset manager
    No custodian reported
    $8.6B
  23. 1503
    Tiff Investment ManagementRadnor, PA · 76 clientsPrivate fund adviserHybrid
    No custodian reported
    $8.6B
  24. 1504
    Sagard Holdings Manager LPToronto, Ontario, Canada · 43 clientsPrivate fund adviserAffiliated broker-dealer
    No custodian reported
    $8.6B
  25. 1505
    Wind Point PartnersChicago, IL · 15 clientsPrivate fund adviser
    No custodian reported
    $8.6B
  26. 1506
    TD Private Client Wealth LLCNew York, NY · 25,685 clientsBroker-dealer firmHybridTD Financial Products LLC, TD Securities (USA) LLC, clears through Pershing
    Pershing 100%
    $8.6B
  27. 1507
    Blue Torch Capital LPNew York, NY · 30 clientsPrivate fund adviser
    No custodian reported
    $8.6B
  28. 1508
    Gresham Investment Management LLCNew York, NY · 23 clientsAsset manager
    SG Americas Securities 100%
    $8.6B
  29. 1509
    Guided Choice Asset Management, Inc.Reno, NV · 84,744 clientsAsset manager
    No custodian reported
    $8.5B
  30. 1510
    Blackstone Multi-Asset Advisors L.L.C.New York, NY · 10 clientsPrivate fund adviserHybridBlackstone Securities Partners L.P., Currencies Direct LTD
    No custodian reported
    $8.5B
  31. 1511
    Vise AI AdvisorsNew York City, NY · 16,405 clientsWealth manager
    Schwab 54%Fidelity 35%
    $8.5B
  32. 1512
    One Capital Management, LLCWestlake Village, CA · 3,535 clientsWealth manager
    Schwab 66%National Bank Independent Network (nbin) 34%
    $8.5B
  33. 1513
    Northwest Capital Management Inc.Lake Oswego, OR · 203 clientsAsset managerAffiliated broker-dealerCWM, LLC, Carson Group Brokerage, LLC
    Fidelity 64%
    $8.5B
  34. 1514
    Sagespring Wealth PartnersFranklin, TN · 11,623 clientsWealth managerHybrid
    Fidelity 100%
    $8.5B
  35. 1515
    Horizon Investments LLCCharlotte, NC · 1,467 clientsAsset managerHybrid
    Axos 68%
    $8.5B
  36. 1516
    Eldridge Credit Advisers, LLCNew York, NY · 36 clientsPrivate fund adviserAffiliated broker-dealerJohnstone Brokerage Services LLC, Security Distributors, LLC
    UMB Bank 55%State Street 23%
    $8.5B
  37. 1517
    Midocean Credit PartnersNew York, NY · 40 clientsPrivate fund adviser
    Northern Trust 100%
    $8.5B
  38. 1518
    BNY Mellon Securities CorporationNew York, NY · 3,734 clientsBroker-dealer firmHybridBNY Mellon Asset Management Canada LTD., BNY Mellon Capital Markets, LLC, clears through Pershing
    Pershing 75%Morgan Stanley 25%
    $8.4B
  39. 1519
    Synovus Securities, Inc.Columbus, GA · 12,411 clientsBroker-dealer firmHybridPnfp Capital Markets, Inc., clears through Hilltop Securities
    Fidelity 100%
    $8.4B
  40. 1520
    Douglas C. Lane & AssociatesNew York, NY · 1,144 clientsWealth managerAffiliated broker-dealer
    Schwab 52%Fidelity Distributors Company 48%
    $8.4B

RIAs by state