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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters

17,210 firms manage $177.9 trillion

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 1281
    Pure Financial Advisors, LLCSan Diego, CA · 7,509 clientsWealth manager
    Schwab 53%Fidelity 47%
    $11B
  2. 1282
    Asset Preservation Advisors, LLCAtlanta, GA · 3,029 clientsWealth managerHybrid
    Schwab 36%Pershing 35%UBS 28%
    $11B
  3. 1283
    Adhesion Wealth Advisor SolutionsCharlotte, NC · 113 clientsAsset managerAffiliated broker-dealerAssetmark Brokerage, LLC
    Schwab 75%Fidelity 25%
    $11B
  4. 1284
    UBS Asset Management Credit Investments Group (UK) LTDLondon (england), United Kingdom · 56 clientsPrivate fund adviserAffiliated broker-dealerCredit Suisse (UK) LTD, Credit Suisse International
    No custodian reported
    $11B
  5. 1285
    Nicola Wealth Management LTD.Vancouver, Canada · 6,718 clientsWealth manager
    National Bank Independent Network (nbin) 99%
    $11B
  6. 1286
    Neuberger Berman Asia LimitedHong Kong, Hong Kong · 28 clientsPrivate fund adviserHybridNeuberger Berman BD LLC
    Citi 65%J.P. Morgan 35%
    $11B
  7. 1287
    Schroder Investment Management (japan) LimitedChiyoda-Ku, Tokyo, Japan · 100 clientsAsset managerAffiliated broker-dealerSchroder Fund Advisors LLC
    The Master Trust Bank of Japan, LTD. 67%Custody Bank of Japan, LTD. 33%
    $11B
  8. 1288
    Ballyrock Investment Advisors LLCBoston, MA · 24 clientsPrivate fund adviserAffiliated broker-dealerDigital Brokerage Services LLC, Fidelity Brokerage Services LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $11B
  9. 1289
    Morant Wright Management LimitedLondon, United Kingdom · 11 clientsPrivate fund adviser
    No custodian reported
    $11B
  10. 1290
    Castle Hook Partners LPNew York, NY · 6 clientsPrivate fund adviser
    Merrill / Bank of America 40%Goldman Sachs 34%Morgan Stanley 26%
    $11B
  11. 1291
    Redwood Capital Management, LLCNew York, NY · 13 clientsPrivate fund adviser
    No custodian reported
    $11B
  12. 1292
    Morgan Stanley Investment Management CompanySingapore, Singapore · 26 clientsAsset managerAffiliated broker-dealerEaton Vance Distributors, Inc., Morgan Stanley Asia Limited
    Citi 82%
    $11B
  13. 1293
    Fifth Third Securities, Inc.Cincinnati, OH · 47,014 clientsBroker-dealer firmHybridComerica Securities,inc.
    Fidelity 100%
    $11B
  14. 1294
    Modern Wealth Management, LLCKansas City, MO · 11,934 clientsWealth managerHybrid
    Schwab 81%
    $11B
  15. 1295
    Shepherd Kaplan Krochuk, LLCBoston, MA · 213 clientsAsset managerAffiliated broker-dealerPCF Capital Markets LLC
    Northern Trust 100%
    $11B
  16. 1296
    RPA Financial, LLCSan Rafael, CA · 339 clientsAsset managerHybridHub International Investment Services Inc., TWD Securities, LLC
    No custodian reported
    $11B
  17. 1297
    NGPDallas, TX · 17 clientsPrivate fund adviser
    No custodian reported
    $11B
  18. 1298
    RealtermAnnapolis, MD · 16 clientsPrivate fund adviser
    No custodian reported
    $11B
  19. 1299
    First Sentier Investors (singapore)Singapore, Singapore · 10 clientsPrivate fund adviserAffiliated broker-dealer
    HSBC International Trust Limited 64%
    $11B
  20. 1300
    Hggc, LLCPalo Alto, CA · 26 clientsPrivate fund adviser
    No custodian reported
    $11B
  21. 1301
    CAZ Investments L.P.Houston, TX · 103 clientsPrivate fund adviser
    No custodian reported
    $11B
  22. 1302
    Loop Capital Asset ManagementMiami, FL · 90 clientsAsset managerHybridLoop Capital Markets LLC
    No custodian reported
    $11B
  23. 1303
    Cbre Investment Management Listed Real Assets LLCRadnor, PA · 44 clientsAsset managerHybridCbre Capital Advisors, Inc.
    J.P. Morgan 61%Citi 24%
    $11B
  24. 1304
    ACR Alpine Capital Research, LLCSt. Louis, MO · 7,171 clientsAsset managerHybrid
    Schwab 51%Wells Fargo 28%
    $11B
  25. 1305
    Baron Capital Management, Inc.New York, NY · 125 clientsPrivate fund adviserHybridBaron Capital Management UK Limited, Baron Capital, Inc.
    Wells Fargo 46%Jefferies 34%
    $11B
  26. 1306
    Black Diamond Capital ManagementSt. Thomas, VI · 38 clientsPrivate fund adviser
    No custodian reported
    $11B
  27. 1307
    Antin Infrastructure Partners US Services LLCNew York, NY · 20 clientsPrivate fund adviser
    No custodian reported
    $11B
  28. 1308
    Guardian Capital LPToronto, Ontario, Canada · 143 clientsPrivate fund adviserAffiliated broker-dealerWorldsource Wealth Management Inc.
    CIBC Mellon Trust 74%RBC 26%
    $11B
  29. 1309
    Ferguson Wellman Capital Management, Inc.Portland, OR · 1,085 clientsWealth manager
    Schwab 100%
    $11B
  30. 1310
    Plancorp, LLCSaint Louis, MO · 2,383 clientsWealth manager
    Schwab 82%
    $11B
  31. 1311
    Rockwood Capital, LLCNew York, NY · 36 clientsPrivate fund adviser
    No custodian reported
    $11B
  32. 1312
    Great Valley Advisor Group, LLCBerwyn, PA · 37,014 clientsWealth managerHybrid
    LPL Financial 100%
    $11B
  33. 1313
    Advisory Services NetworkAtlanta, GA · 12,919 clientsWealth managerWrap sponsorHybrid
    No custodian reported
    $11B
  34. 1314
    Trinity Street Asset Management LLPLondon, United Kingdom · 22 clientsPrivate fund adviser
    Brown Brothers Harriman & Co 35%BNY 31%
    $11B
  35. 1315
    Magnitude Capital, LLCNew York, NY · 13 clientsPrivate fund adviser
    No custodian reported
    $11B
  36. 1316
    Cooke & Bieler, L.P.Philadelphia, PA · 209 clientsAsset manager
    State Street 43%Northern Trust 33%HSBC Trinkaus 24%
    $11B
  37. 1317
    Generation Investment Management US LLPSan Francisco, CA · 4 clientsPrivate fund adviser
    BNY 51%State Street 24%
    $11B
  38. 1318
    Eldridge Structured Credit Advisers, LLCNew York, NY · 12 clientsAsset managerAffiliated broker-dealerJohnstone Brokerage Services, LLC, Security Distributors, LLC
    State Street 100%
    $11B
  39. 1319
    Ruane Cunniff L.P.New York, NY · 1,213 clientsAsset managerHybrid
    Pershing 67%BNY 33%
    $11B
  40. 1320
    Junto Capital Management LPNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $11B

RIAs by state