Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
1,873 firms manage $23.7 trillionCalifornia
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- 9691Copley Financial Group, Inc.Broker-dealer firmHybridCopley Alternative Investments, Inc., Emerson Equity LLC$331M
- 9701Insight Capital ManagementWealth managerHybrid$331M
- 9706Welton Investment Partners LLCPrivate fund adviserNo custodian reported$330M
- 9712DAI AdvisorsWealth manager$330M
- 9714Paragon Financial PartnersWealth manager$330M
- 9726NWM Advisors, LLCWealth manager$329M
- 9738Torrey Growth & Income Advisors, LLCWealth managerWrap sponsor$328M
- 9753Pointone Family OfficeWealth managerHybrid$327M
- 9802Pacific Sun Financial CorpWealth managerWrap sponsor$323M
- 9813Gordonmd Global Investments LPPrivate fund adviserNo custodian reported$322M
- 9818Shum Financial Group, Inc.Wealth manager$322M
- 9822Emerson Equity LLCBroker-dealer firmHybrid$322M
- 9823B.B. Graham & Company, Inc.Broker-dealer firmHybridNo custodian reported$322M
- 9836HW Capital LLCWealth manager$321M
- 9848Secura FinancialWealth managerHybridHarry Barth, Kraig Strom$320M
- 9851Alpha Wealth Management and Planning LLCWealth managerWrap sponsorHybrid$320M
- 9854Arroyo Investment Group, LLCWealth managerHybridCapital Research Brokerage Services, LLCNo custodian reported$319M
- 9855Optivest, Inc.Wealth managerHybrid$319M
- 9862Breen Wealth Management, LLCWealth manager$319M
- 9863Phillip B. White Co., IncWealth manager$319M
- 9896DKM Wealth Management, Inc.Wealth manager$317M
- 9907Wealth Analytics Partners, LLCWealth manager$316M
- 99164d Advisors, LLCPrivate fund adviserNo custodian reported$316M
- 9917Garrison Point Capital, LLCAsset manager$316M
- 9920Accelerate RetirementWealth managerHybrid$315M
- 9928Ninepointtwo Capital LLCPrivate fund adviser$315M
- 9929Twin Lakes CapitalWealth manager$315M
- 9931Vista Advisor Group, LLCWealth managerWrap sponsor$315M
- 9932Define Financial, LLCWealth manager$315M
- 9933Granite CapitalWealth manager$315M
- 9955JPC Wealth Management, Inc.Wealth manager$313M
- 9962Topel & Distasi Wealth Management, LLCWealth manager$312M
- 9978Malaga Cove Capital, LLCWealth manager$311M
- 9989Guardian Investment ManagementWealth manager$310M
- 9991Kensington Investment CounselWealth managerNo custodian reported$310M
- 9998MFA Wealth ServicesWealth managerHybridNo custodian reported$310M
- 9999NRI Wealth Management, LLCWealth manager$310M
- 10004Savant Partners, LLCPrivate fund adviserNo custodian reported$310M
- 10008Prospect Capital Advisors, LLCPrivate fund adviserNo custodian reported$309M
- 10040Symphony Technology Group, LLCPrivate fund adviserNo custodian reported$307M
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25