Private fund adviser · LOS Angeles, CA
Ninepointtwo Capital LLC
SEC-registered investment adviser · CRD 297270 · SEC 801-120491
At a glance
Ninepointtwo Capital LLC is an SEC-registered investment adviser based in LOS Angeles, California, with $315 million in regulatory assets under management as of its Form ADV filed February 26, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 24 individual clients. By Form ADV it is a private fund adviser, ranked 3,540th of 4,686 private fund advisers and 9,928th of 17,210 SEC-registered advisers by assets.
Main office 323-486-3600ninepointtwo.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $315M
- Rank among private fund advisers
- #3,540 of 4,686
- Rank among all SEC RIAs
- #9,928 of 17,210
- Rank in California
- #1,146 of 1,873
- Individual clients
- 24
- High-net-worth clients
- 17
- Accounts
- 45
- Discretionary
- 100% of AUM
- Employees
- 2
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Timothy StreufertPrincipal
- Joseph MalhasPrincipal/chief Compliance Officer
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 1 | $168M | 54% |
| High-net-worth individuals | 17 | $144M | 46% |
| Individuals | 7 | $1M | <1% |
| Pension and profit sharing plans | – | $1M | <1% |
| Corporations or other businesses | – | $0M | <1% |
Private funds
Ninepointtwo Capital LLC reports 1 private funds with $168M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Ninepointtwo Capital LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗ninepointtwo.com ↗
AtlasMembers
The full record on Ninepointtwo Capital LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 2,092 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Ninepointtwo Capital LLC manage?
Ninepointtwo Capital LLC reports $315 million in regulatory assets under management across 45 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 26, 2026.
What kind of firm is Ninepointtwo Capital LLC?
Ninepointtwo Capital LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Ninepointtwo Capital LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($168 million, 1 clients); high-net-worth individuals ($144 million, 17 clients); individuals ($1 million, 7 clients).
Does Ninepointtwo Capital LLC manage private funds?
Yes. It reports 1 private funds with $168 million in gross assets, including hedge funds.
Does Ninepointtwo Capital LLC have any disciplinary history?
Ninepointtwo Capital LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Ninepointtwo Capital LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →