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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,591 firms manage $37.7 trillionNew York

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4890
    Cooper/haims Advisors, LLCVictor, NY · 527 clientsWealth managerBank-affiliatedHybridESL Investment Services, LLC, clears through LPL Financial
    Schwab 100%
    $1.2B
  2. 4897
    Cross Lake Partners LPNew York, NY · 11 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  3. 4898
    Arlon Advisor LLCNew York, NY · 20 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  4. 4903
    Octagon Capital Advisors LPNew York, NY · 8 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  5. 4906
    Audax PDB Management Company, LLCNew York, NY · 1 clientsAsset manager
    No custodian reported
    $1.2B
  6. 4907
    Wellington Shields Capital Management, LLCNew York, NY · 574 clientsWealth managerHybridWellington Shields & Co., LLC
    Pershing 100%
    $1.2B
  7. 4908
    Willow Tree Capital Corp Advisors LLCNew York, NY · 2 clientsAsset manager
    No custodian reported
    $1.2B
  8. 4909
    VSS Fund Management LLCNew York, NY · 13 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  9. 4915
    Space CapitalNew York, NY · 51 clientsPrivate fund adviser
    No custodian reported
    $1.2B
  10. 4934
    Reagan Companies Asset Management, IncSyracuse, NY · 780 clientsWealth manager
    Schwab 78%Hand Benefits & Trust 22%
    $1.2B
  11. 4947
    Kennedy Lewis Capital Holdings LLCNew York, NY · 1 clientsAsset managerAffiliated broker-dealerKennedy Lewis Capital Markets LLC
    No custodian reported
    $1.2B
  12. 4958
    Generation Capital Management LLCPittsford, NY · 280 clientsAsset manager
    Matrix Trust 89%
    $1.2B
  13. 4961
    Kelleher Financial Advisors, LLCNew York, NY · 284 clientsWealth managerHybridWall Street Access, clears through Pershing
    Fidelity 49%Pershing 44%
    $1.2B
  14. 4965
    ATW Partners LLCNew York, NY · 39 clientsPrivate fund adviserAffiliated broker-dealerChardan Capital Markets LLC, clears through Wedbush
    No custodian reported
    $1.2B
  15. 4972
    Corre Partners Management, LLCNew York, NY · 13 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  16. 4981
    1ws Capital Advisors, LLCNew York, NY · 1 clientsAsset managerHybrid
    No custodian reported
    $1.1B
  17. 4982
    Mark Asset Management LPNew York, NY · 25 clientsAsset manager
    Goldman Sachs 42%J.P. Morgan 37%
    $1.1B
  18. 4993
    Sterling Investors LPNew York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  19. 5000
    747 Capital, LLCNew York, NY · 32 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  20. 5007
    Icapital Fund Advisors LLCNew York, NY · 3 clientsAsset managerHybridIcapital Hong Kong LTD., Icapital Markets LLC
    No custodian reported
    $1.1B
  21. 5009
    Orkila Management, LLCNew York, NY · 17 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  22. 5013
    EllevestNew York, NY · 471 clientsWealth managerPublic-company owned
    Schwab 100%
    $1.1B
  23. 5018
    Edge Principal Advisors, LLCNew York, NY · 12 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  24. 5023
    Trispan (USA) LLCNew York, NY · 20 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  25. 5027
    Investcorp Absolute Return Investments LLCNew York, NY · 3 clientsAsset manager
    Mufg Alternative Fund Services 100%
    $1.1B
  26. 5032
    Blackrock Realty Advisors IncNew York, NY · 11 clientsPrivate fund adviserHybridBlackrock Execution Services, Blackrock Investments, LLC
    State Street 100%
    $1.1B
  27. 5036
    Overbrook Management CorporationNew York, NY · 123 clientsWealth manager
    Fidelity 80%
    $1.1B
  28. 5061
    Markets Infrastructure PartnersNew York, NY · 3 clientsAsset manager
    No custodian reported
    $1.1B
  29. 5068
    Benchstone Capital Management LPNew York, NY · 7 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  30. 5089
    Lyric Capital Management Group, L.P.New York, NY · 17 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  31. 5101
    PKS Advisory Services, LLCAlbany, NY · 4,892 clientsWealth managerPublic-company ownedHybridCabot Lodge Securities LLC, PKS Securities, Inc., clears through RBC Capital Markets, Raymond James, National Financial Services (Fidelity)
    Fidelity 100%
    $1.1B
  32. 5103
    MakaroraNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  33. 5110
    Tri Locum Partners LPNew York, NY · 8 clientsPrivate fund adviser
    Morgan Stanley 100%
    $1.1B
  34. 5123
    King Wealth Management Group, LLCSaratoga Springs, NY · 719 clientsWealth manager
    Fidelity 100%
    $1.1B
  35. 5133
    TitanNew York, NY · 41,733 clientsWealth managerWrap sponsorHybridTitan Global Technologies LLC, clears through Apex Clearing
    Apex Fintech 100%
    $1.1B
  36. 5137
    Maritime CapitalNew York, NY · 10 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  37. 5178
    Pivotal Advisors LLCNew York, NY · 15 clientsAsset manager
    Northern Trust 75%Wilmington Trust 25%
    $1.1B
  38. 5182
    Pinnbrook Capital Management LPNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $1.1B
  39. 5189
    Penso Advisors, LLCNew York, NY · 4 clientsPrivate fund adviser
    J.P. Morgan 99%
    $1.1B
  40. 5195
    Beekman Investment AdvisorsNew York, NY · 9 clientsPrivate fund adviser
    No custodian reported
    $1.1B

RIAs by state