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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,591 firms manage $37.7 trillionNew York

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4121
    Alpha Square Group S, LLCNew York, NY · 35 clientsPrivate fund adviser
    No custodian reported
    $1.6B
  2. 4125
    Consolidated Portfolio Review CorpWoodbury, NY · 6,228 clientsWealth managerHybridImpactu.investments, LLC, Vanderbilt Securities, LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $1.6B
  3. 4131
    Dune Real Estate Partners LPNew York, NY · 25 clientsPrivate fund adviser
    No custodian reported
    $1.6B
  4. 4133
    Marshall + Sterling Wealth Advisors, Inc.Poughkeepsie, NY · 902 clientsAsset managerHybrid
    LPL Financial 100%
    $1.6B
  5. 4134
    Painswick Capital Management LPNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $1.6B
  6. 4135
    Lake Hill Capital Management, LLCNew York, NY · 2 clientsAsset manager
    SG Americas Securities 100%
    $1.6B
  7. 4150
    ATL Advisor LPNew York, NY · 7 clientsPrivate fund adviser
    No custodian reported
    $1.6B
  8. 4183
    Hark Capital Advisors LLCNew York, NY · 4 clientsPrivate fund adviser
    No custodian reported
    $1.5B
  9. 4187
    Zenyth PartnersNew York, NY · 5 clientsPrivate fund adviser
    No custodian reported
    $1.5B
  10. 4190
    GCP Capital Partners LLCNew York, NY · 11 clientsPrivate fund adviser
    No custodian reported
    $1.5B
  11. 4204
    Independent Solutions Wealth Management, LLCWilliamsville, NY · 4,285 clientsWealth managerHybrid
    Fidelity Distributors Company 79%
    $1.5B
  12. 4212
    Seacrest Wealth Management, LLCPurchase, NY · 1,498 clientsWealth managerHybrid
    Schwab 100%
    $1.5B
  13. 4214
    Equitable Investment Management, LLCNew York, NY · 1 clientsAsset managerHybridAlliancebernstein Investments, Inc., Bernstein Institutional Services LLC
    No custodian reported
    $1.5B
  14. 4220
    Cavu Consumer Partners, LLCNew York, NY · 16 clientsPrivate fund adviser
    No custodian reported
    $1.5B
  15. 4229
    Ascent Wealth Partners, LLCNew Hartford, NY · 1,096 clientsWealth manager
    Schwab 100%
    $1.5B
  16. 4241
    Goehring & Rozencwajg Associates, LLCNew York, NY · 4 clientsAsset managerHybrid
    Northern Trust 53%BNY 47%
    $1.5B
  17. 4245
    Regal Healthcare Capital Management, LLCNew York, NY · 8 clientsPrivate fund adviser
    No custodian reported
    $1.5B
  18. 4247
    John G. Ullman & Associates, IncHorseheads, NY · 1,009 clientsWealth manager
    Schwab 69%Morgan Stanley 31%
    $1.5B
  19. 4264
    Stony Point CapitalNew York, NY · 5 clientsAsset manager
    Morgan Stanley 58%Citi 42%
    $1.5B
  20. 4267
    Linear B Partners LPNew York, NY · 2 clientsPrivate fund adviser
    No custodian reported
    $1.5B
  21. 4273
    Kyobo Life Asset Management (america) Co., LTD.New York, NY · 1 clientsAsset managerAffiliated broker-dealer
    J.P. Morgan 100%
    $1.5B
  22. 4275
    Whitney & CompanyRochester, NY · 739 clientsWealth manager
    Fidelity 100%
    $1.5B
  23. 4278
    Springcoast Capital Partners, L.P.New York, NY · 10 clientsPrivate fund adviser
    No custodian reported
    $1.5B
  24. 4280
    CCS Partners LLCNew York, NY · 6 clientsPrivate fund adviserHybrid
    No custodian reported
    $1.5B
  25. 4281
    Fplf Management LLCNew York, NY · 1 clientsAsset managerAffiliated broker-dealerFortress Capital Formation LLC, Fortress Wealth Solutions LLC
    No custodian reported
    $1.5B
  26. 4306
    TSA Management IncGlen Head, NY · 2,566 clientsWealth managerHybridHalliday Financial, LLC, clears through Pershing
    No custodian reported
    $1.5B
  27. 4308
    Kimelman & Baird, LLCNew York, NY · 249 clientsBroker-dealer firmHybrid
    Fidelity 57%BNY 43%
    $1.5B
  28. 4312
    GAM USA Inc.New York, NY · 11 clientsAsset managerHybrid
    Northern Trust 58%Merrill / Bank of America 26%
    $1.5B
  29. 4326
    Vantage Infrastructure (USA) Inc.New York, NY · 7 clientsPrivate fund adviser
    No custodian reported
    $1.5B
  30. 4329
    Dendur Capital LPNew York, NY · 4 clientsPrivate fund adviser
    Goldman Sachs 100%
    $1.5B
  31. 4332
    Raven Credit Capital Management LLCNew York, NY · 10 clientsPrivate fund adviser
    PNC Bank 54%BNY 46%
    $1.5B
  32. 4339
    KKR Registered Advisor LLCNew York, NY · 1 clientsAsset managerHybridGlobal Atlantic Distributors, LLC, KKR Capital Markets II LLC
    No custodian reported
    $1.5B
  33. 4342
    Tema Etfs LLCNew York, NY · 9 clientsAsset managerHybrid
    No custodian reported
    $1.5B
  34. 4343
    Shade Tree Advisors LLCSaratoga Springs, NY · 34 clientsWealth manager
    Schwab 66%Fidelity 34%
    $1.5B
  35. 4349
    Tripost Capital Partners LLCNew York, NY · 29 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  36. 4353
    Bornite Capital Management LPNew York, NY · 5 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  37. 4355
    Ally Bridge Group (PE) LLCNew York, NY · 24 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  38. 4360
    Roc360 Advisors LLCNew York, NY · 8 clientsPrivate fund adviser
    No custodian reported
    $1.4B
  39. 4367
    Fusion Family Wealth, LLCWoodbury, NY · 368 clientsWealth manager
    Fidelity 90%
    $1.4B
  40. 4373
    Clearline Capital LPNew York, NY · 3 clientsPrivate fund adviser
    No custodian reported
    $1.4B

RIAs by state